Cases 21 - 30 of 73
In Re: FINRA Arbitration 15-01455
as 3:2017mc00164
Claimant:
Omega Engineering, LLC, OESE Holding, Inc. and Grupo Desarrollador de Diego, Inc.
Respondent:
UBS Financial Services, Inc. and UBS Financial Services Incorporated of Puerto Rico
Cause Of Action: 99 U.S.C. § 9999
UBS Financial Services, Inc. et al v. Vizcarrondo et al
as 3:2016cv03220
Respondent:
Rafael Vizcarrondo and Mercedes Imbert
Petitioner:
UBS Financial Services, Inc. and UBS Financial Services Incorporated of Puerto Rico
Cause Of Action: 09 U.S.C. § 0010
SDM Holdings, Inc., et al v. UBS Financial Services, Inc., et al
as 16-8040
Plaintiff - Petitioner:
SDM HOLDINGS INC, CARMELO ROMAN, individually and on behalf of all others similarly situated and RICARDO ROMAN-RIVERA, individually and on behalf of all others similarly situated
Defendant - Respondent:
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO, UBS TRUST COMPANY OF PUERTO RICO, MIGUEL A. FERRER and others
Plaintiff:
ONNASIS CORPORATION and JULIO TORMES-RODRIQUEZ
Defendant:
PUERTO RICO INVESTORS TAX-FREE FUND IV, INC., PUERTO RICO FIXED INCOME FUND III, INC., PUERTO RICO FIXED INCOME FUND V, INC. and others
Samuel Giancarlo, et al v. UBS Financial Services, Inc., et al
as 16-20663
Plaintiff - Appellant:
SAMUEL GIANCARLO, Individually and on behalf of all others similarly situated and CARLOS ALSINA, Medical Doctor
Defendant - Appellee:
UBS FINANCIAL SERVICES, INCORPORATED, UBS SECURITIES, L.L.C., UBS AG and others
Hargen-Rodriguez et al v. UBS Trust Company of Puerto Rico et al
as 3:2016cv02340
Plaintiff:
Paul Theodore Hargen-Rodriguez , Maria Luisa Amaral-Biblioni and Conjugal Partnership Hargen-Amaral
Defendant:
UBS Trust Company of Puerto Rico, UBS Financial Services Incorporated of Puerto Rico and UBS Financial Services, Inc.
Cause Of Action: 18 U.S.C. § 1962
Asociacion de Empleados del Estado Libre Asociado de Puerto Rico v. UBS Financial Services, Inc. et al
as 3:2016cv02237
Plaintiff:
Asociacion de Empleados del Estado Libre Asociado de Puerto Rico
Defendant:
UBS Financial Services, Inc. , UBS Financial Services Incorporated of Puerto Rico and UBS Trust Company of Puerto Rico
Cause Of Action: 28 U.S.C. § 1441
UBS Financial Services, Inc. et al v. Asociacion de Empleados del Estado Libre Asociado de Puerto Rico
as 3:2016cv02017
Petitioner:
UBS Financial Services, Inc. , UBS Financial Services Incorporated of Puerto Rico and UBS Trust Company of Puerto Rico
Respondent:
Asociacion de Empleados del Estado Libre Asociado de Puerto Rico
Cause Of Action: 09 U.S.C. § 1
ERROR-NOT USED
as 3:2016cv02016
Petitioner:
UBS Financial Services, Inc. and UBS Trust Company of Puerto Rico
Plaintiff:
UBS Financial Services Incorporated of Puerto Rico
Respondent:
Asociacion de Empleados del Estado Libre Asociado de Puerto Rico
Cause Of Action: 09 U.S.C. § 1
Estate of Gabriel Cadenas v. UBS Financial Service, Inc. et al
as 3:2016cv01509
Plaintiff:
Estate of Gabriel Cadenas
Defendant:
UBS Financial Service, Inc. and UBS Financial Services Incorporated of Puerto Rico
Cause Of Action: 28 U.S.C. § 1331
Gomez et al v. UBS Financial Services, Inc. et al
as 3:2016cv01040
Plaintiff:
Pedro Gomez , Fe Josefina Morales , Emma Gomez-De Perez and others
Defendant:
UBS Financial Services, Inc. and UBS Financial Services Incorporated of Puerto Rico
Cause Of Action: 09 U.S.C. § 0010
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