Cases 71 - 80 of 232
United States Securities and Exchange Commission v. Ghosn et al
as 1:2019cv08798
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Gregory L. Kelly and Carlos Ghosn
U.S. Securities and Exchange Commission v. Fulco et al
as 1:2019cv05318
Defendant:
Christopher Fulco, JM Capital Holdings LLC, Jamie Milione and others
Plaintiff:
United States Securities and Exchange Commission and U.S. Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
United States Securities v. Ahmed
as 19-2974
Defendant:
I.I. 3, A minor child, by and through his next friends Iftikar and Shalini Ahmed, his parents, Shalini Ahmed 2014 Grantor Retained Annuity Trust, Iftikar Ali Ahmed Sole Prop and others
Appellee:
Oak Management Corporation
Plaintiff / Appellee:
NMR e-tailing, LLC and United States Securities and Exchange Commission
Defendant / Appellant:
Iftikar A. Ahmed
XY Planning Network, LLC et al v. United States Securities and Exchange Commission et al
as 1:2019cv08415
Defendant:
United States Securities and Exchange Commission and Walter "Jay" Clayton III
Lead Plaintiff:
XY Planning Network, LLC
Plaintiff:
Ford Financial Solutions, LLC
Cause Of Action: 05 U.S.C. § 702
XY Planning Network, LLC v. United States Securities and E
as 19-2886
Petitioner:
Ford Financial Solutions, LLC and XY Planning Network, LLC
Respondent:
Walter Clayton, in his official capacity as Chairman of the United States Securities and Exchange Commission and United States Securities and Exchange Commission
State of New York et al v. United States Securities and Exchange Commission et al
as 1:2019cv08365
Plaintiff:
District of Columbia, State of Maine, State of Connecticut and others
Defendant:
United States Securities and Exchange Commission and Walter "Jay" Clayton III
Consolidated Plaintiff:
XY Planning Network, LLC and Ford Financial Solutions, LLC
Cause Of Action: 05 U.S.C. § 702
State of New York v. United States Securities and
as 19-2893
Petitioner:
State of Delaware, State of California, State of Maine and others
Respondent:
Walter Clayton, III, in his official capacity as Chairman of the United States Securities and Exchange Commission and United States Securities and Exchange Commission
United States Securities and Exchange Commission v. Live Well Financial, Inc. et al
as 1:2019cv08086
Defendant:
Eric Rohr, Live Well Financial, Inc., Michael C Hild and others
Plaintiff:
United States Securities and Exchange Commission
Intervenor:
UNITED STATES OF AMERICA
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Securities and Exchange Commis v. Amerindo Investment Advisors
as 19-2578
Claimant:
Lily Cates, Robin Sayko, J.P. Morgan Securities LLC and others
Defendant:
Amerindo Management Inc., Amerindo Advisors UK Limited, Amerindo Investment Advisors, Inc. (Panama) and others
Defendant / Appellant:
Gary Alan Tanaka
Plaintiff / Appellee:
United States Securities and Exchange Commission
United States Securities and Exchange Commission v. Middleton et al
as 1:2019cv04625
Defendant:
Veritaseum, LLC, Veritaseum, Inc. and Reginald Middleton
Plaintiff:
United States Securities and Exchange Commission
Not Classified By Court:
Josias N. Dewey
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
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