Cases 11 - 20 of 232
United States Securities and Exchange Commission v. Kaplan et al
as 2:2023cv01648
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Adam S Kaplan, Daniel E Kaplan, Adam S. Kaplan and others
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Securities and Exchange Commission v. Xia
as 23-231
Petitioner:
Sills Cummis & Gross, P.C.
Plaintiff / Appellee:
United States Securities and Exchange Commission
Defendant:
Richard Xia, AKA Yi Xia, Fleet New York Metropolitan Regional Center LLC, FKA Federal New York Metropolitan Regional Center, LLC, Julia Yue, AKA Jiqing Yue and others
Defendant / Appellant:
Xi Verfenstein
United States Securities and Exchange Commission v. Lee et al
as 3:2023cv00125
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Seong Yeol Lee and Ameritrust Corporation
Nominal Defendant:
Beespoke Capital, Inc., Beespoke Capital, LLC, Alice Mee-Hyang Choi and others
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
United States Securities and Exchange Commission v. Eisenberg
as 1:2023cv00503
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Avraham Eisenberg
Intervenor:
United States of America Department of Justice and UNITED STATES OF AMERICA
United States Securities and Exchange Commission v. Billimek et al
as 1:2022cv10542
Plaintiff:
Securities and Exchange Commisison and United States Securities and Exchange Commission
Defendant:
Lawrence Billimek and Alan Williams
Intervenor:
United States of America
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Securities and Exchange Commission v. Xia
as 22-3137
Petitioner:
Sills Cummis & Gross, P.C.
Plaintiff / Appellee:
United States Securities and Exchange Commission
Defendant / Appellant:
Richard Xia, AKA Yi Xia, Fleet New York Metropolitan Regional Center LLC, FKA Federal New York Metropolitan Regional Center, LLC, Julia Yue, Jiqing Yue and others
United States Securities and Exchange Commission v. Ahmed
as 22-3148
Plaintiff:
NMR e-tailing, LLC
Plaintiff / Appellee:
United States Securities and Exchange Commission
Defendant:
Iftikar Ali Ahmed Sole Prop, I-Cubed Domains, LLC, Shalini Ahmed and others
Appellee:
Stephen M. Kindseth
Defendant / Appellant:
Iftikar A. Ahmed
United States Securities and Exchange Commission v. Ahmed
as 22-3077
Plaintiff:
NMR e-tailing, LLC
Plaintiff / Appellee:
United States Securities and Exchange Commission
Defendant:
Iftikar A. Ahmed and Iftikar Ali Ahmed Sole Prop
Appellee:
Stephen M. Kindseth
Intervenor:
Daniel G. Johnson, in his capacity as trustee of the Iftikar A. Ahmed Family Trust and custodian of the UTMA accounts for the benefit of the three minor children of Iftikar A. Ahmed and Shalini A. Ahmed
Defendant / Appellant:
I-Cubed Domains, LLC, Shalini Ahmed, Shalini Ahmed 2014 Grantor Retained Annuity Trust and others
Virtu Financial, Inc. v. United States Securities and Exchange Commission
as 1:2022cv10088
Plaintiff:
Virtu Financial, Inc.
Defendant:
United States Securities and Exchange Commission
Cause Of Action: 05 U.S.C. § 552 Freedom of Information Act
United States Securities and Exchange Commission v. Morningview Financial LLC et al
as 1:2022cv08142
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Morningview Financial LLC, Miles M Riccio and Joseph M Riccio, Jr
Amicus Curiae:
Alternative Investment Management Association, Ltd., Trading and Markets Project, Inc. and National Association of Private Fund Managers
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