Securities/Commodities/Exchanges Cases filed in Iowa
Cases 11 - 20 of 53
Westpark Capital, Inc et al v. Woebbeking Enterprises, Ltd
as 1:2017cv00036
Plaintiff: Westpark Capital, Inc and Richard A Rappaport
Defendant: Woebbeking Enterprises, Ltd
Cause Of Action: 28 U.S.C. § 1331
Christians v. KemPharm, Inc. et al
as 3:2017cv00002
Defendant: KemPharm, Inc. , Travis C. Mickle , Gordon K Johnson and others
Plaintiff: Kevin Christians
Cause Of Action: 28 U.S.C. § 1441
McMahon v. FINANCIAL INDUSTRY REGULATION AUTHORITY, INC.
as 1:2016cv00181
Plaintiff: Christopher Sean McMahon
Defendant: FINANCIAL INDUSTRY REGULATION AUTHORITY, INC.
Cause Of Action: 28 U.S.C. § 1331
McMahon v. Financial Industry Regulation Authority, Inc
as 6:2016cv02111
Plaintiff: Christopher Sean McMahon
Defendant: Financial Industry Regulation Authority, Inc
Cause Of Action: 28 U.S.C. § 1331
Petroleo Brasileiro S.A. - Petrobras v Principal Global Investors, LLC
as 4:2016cv00097
Petitioner: Petroleo Brasileiro S.A. - Petrobras
Defendant: Principal Global Investors, LLC
Cause Of Action: Civil Miscellaneous Case
American Chemicals & Equipment Inc 401(K) Retirement Plan v. Principal Management Corporation et al
as 4:2015cv00302
Plaintiff: American Chemicals & Equipment Inc 401(K) Retirement Plan
Defendant: Principal Management Corporation and Principal Global Investors LLC
Cause Of Action: 15 U.S.C. § 78
Aviva Life and Annuity Company et al v. D'Alessandro et al
as 4:2015cv00108
Plaintiff: Aviva Life and Annuity Company and Aviva Life and Annuity Company of New York
Defendant: Dennis D'Alessandro and Richard Shutran
Cause Of Action: 15 U.S.C. § 78
American Chemicals & Equipment Inc 401(K) Retirement Plan v. Principal Management Corporation et al
as 4:2014cv00335
Plaintiff: American Chemicals & Equipment Inc 401(K) Retirement Plan
Defendant: Principal Management Corporation and Principal Global Investors LLC
Cause Of Action: 15 U.S.C. § 0080
Retterath v. Homeland Energy Solutions, LLC et al
as 4:2014cv00158
Plaintiff: Steve J. Retterath
Defendant: Homeland Energy Solutions, LLC , Pat Boyle , Maurice Hyde and others
Cause Of Action: 15 U.S.C. § 78
Aviva Life and Annuity Company et al v. Canellas
as 4:2014cv00117
Plaintiff: Aviva Life and Annuity Company and Aviva Life and Annuity Company of New York
Defendant: Francis Canellas
Cause Of Action: 15 U.S.C. § 78

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