U.S. Court of Appeals, First Circuit Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings
Cases filed
Cases 1 - 10 of 87
Zhou v. Desktop Metal, Inc., et al
as 23-1843
Plaintiff / Appellant: SOPHIA ZHOU, individually and on behalf of all others similarly situated
Plaintiff: NICHOLAS LUONGO, individually and on behalf of all others similarly situated, AJMAIR HEER, YICHUN XIE, individually and on behalf of all others similarly situated and others
Defendant / Appellee: DESKTOP METAL, INC., RIC FULOP, JAMES HALEY and others
Interested Party: CARL W. LENTZ, IV, ZEYU LIU, MATHEW MCINALLY and others
SEC v. Bendelac
as 23-1790
Plaintiff / Appellee: US SECURITIES & EXCHANGE COMMISSION
Defendant / Appellant: ROGER BENDELAC
Defendant: TRENDS INVESTMENTS INC., BRANDON ROSSETTI, CLINTON GREYLING and others
SEC v. Sargent
as 23-1812
Plaintiff / Appellant: US SECURITIES & EXCHANGE COMMISSION
Defendant / Appellee: HENRY B. SARGENT
Defendant: FREDERICK M. MINTZ, ALAN FRAADE, JOSEPH J. TOMASEK and others
US Securities & Exchange Commission v. LBRY, Inc.
as 23-1743
Plaintiff / Appellee: US SECURITIES & EXCHANGE COMMISSION
Defendant / Appellant: LBRY, INC.
Interested Party: LBRY FOUNDATION INC., NAOMI BROCKWELL and INVESTOR CHOICE ADVOCATES NETWORK
SEC v. Sargent
as 23-1669
Plaintiff / Appellee: US SECURITIES & EXCHANGE COMMISSION
Defendant / Appellant: HENRY B. SARGENT
Defendant: FREDERICK M. MINTZ, ALAN FRAADE, JOSEPH J. TOMASEK and others
SEC v. Navellier & Associates, Inc, et al
as 23-1509
Plaintiff / Appellee: US SECURITIES & EXCHANGE COMMISSION
Defendant / Appellant: LOUIS NAVELLIER and NAVELLIER & ASSOCIATES, INC.
Quinones v. Frequency Therapeutics, Inc., et al
as 23-1393
Plaintiff / Appellant: JULIAN QUINONES, individually and on behalf of all others similarly situated
Plaintiff: PAUL EVANS, individually and on behalf of all others similarly situated and MICHAEL HINGSTON, individually and on behalf of all others similarly situated
Defendant / Appellee: FREQUENCY THERAPEUTICS, INC., DAVID L. LUCCHINO and CARL LEBEL
Interested Party: PARAG PATEL and JOHN PRATT
Trivedi v. General Electric Company, et al
as 23-1309
Plaintiff / Appellant: MADHURI TRIVEDI
Defendant / Appellee: GENERAL ELECTRIC CO, H. LAWRENCE CULP, JR., in his individual and official capacity, GE BOARD OF DIRECTORS and others
Trivedi v. General Electric Company, et al
as 23-1310
Plaintiff / Appellant: MADHURI TRIVEDI
Defendant / Appellee: GENERAL ELECTRIC CO, GE HEALTHCARE, H. LAWRENCE CULP, JR., in his individual and official capacity and others
Defendant: WARD BOWMAN and FOLEY AND MANSFIELD LAW FIRM
SEC v. Sanchez Diaz Monge
as 23-1290
Plaintiff / Appellee: US SECURITIES & EXCHANGE COMMISSION
Defendant / Appellant: HAYDEE YOLANDA SANCHEZ DIAZ MONGE
Defendant: LUIS JIMENEZ CARRILLO, AMAR BAHADOORSINGH, JUSTIN ROGER WALL and others

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