U.S. Court of Appeals, Second Circuit Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings
Cases filed
Cases 151 - 160 of 611
In re: Barclays Bank Plc Secur
as 17-3293
Plaintiff: Marshall Freidus, on behalf of himself and all others similarly situated, Stewart Thompson and Sharon Thompson, Trustees for the S.O. Thompson Rev. Trust and the S.G. Thompson Rev. Trust, Dora L. Mahboubi and others
Plaintiff / Appellant: Dennis Askelson
Defendant / Appellee: Barclays Bank PLC, Barclays PLC, John Silvester Varley and others
Defendant: Matthew William Barrett, Naguib Kheraj, A.G. Edwards & Sons, Inc. and others
Klein v. Cadian Capital Management, LP We have downloadable decisions or orders for this case
as 17-3218
Plaintiff - Appellant: Terry Klein, derivatively on behalf of Qlik Technologies Inc.
Defendant - Appellee: Cadian Capital Management, LP, Cadian Fund LP, Cadian Master Fund LP and others
Securities and Exchange Commis v. Olins
as 17-3221
Plaintiff - Appellee: Securities and Exchange Commission
Appellant: Glenn C. Randall
Defendant: Robert Olins and Argyle Capital Management Corporation
Appellee: Michael Kahn
Beisel v. La Quinta Holdings Inc.
as 17-2941
Plaintiff: Paul Beisel, Individaully and on behalf of all other similarly situated
Plaintiff - Appellant: Police and Fire Retirement System of the City of Detroit
Defendant - Appellee: La Quinta Holdings Inc., Wayne B. Goldberg, Keith A. Cline and others
Securities and Exchange Commis v. Southridge Capital Management,
as 17-2712
Plaintiff - Appellee: Securities and Exchange Commission
Defendant - Appellant: Southridge Advisors LLC, Southridge Capital Management, LLC and Stephen M. Hicks
Securities and Exchange Commis v. Amerindo Investment Advisors
as 17-2681
Plaintiff - Appellee: United States Securities and Exchange Commission
Claimant - Appellant: Alfred C. Heitkoenig, Elna Charlotte Olga and Maakie Heitkoenig
Defendant: Amerindo Investment Advisors, Inc., Alberto William Vilar, Gary Alan Tanaka and others
Faig v. BioScrip, Inc. We have downloadable decisions or orders for this case
as 17-2662
Plaintiff - Appellee: Fresno County Employees' Retirement Association, Timothy Faig, individually and on behalf of all other persons similarly situated and West Palm Beach Police Pension Fund
Defendant: Jeffries LLC, Morgan Stanley & Co. LLC, SunTrust Robinson Humphrey, Inc. and others
Objector - Appellant: Isaacson/Weaver Family Trust
In Re: Deutsche Bank Aktienges
as 17-2560
Plaintiff: James Ranson, individually, on behalf of all others similarly situated, Damon Knauss, Essam Hamouda and others
Plaintiff - Appellant: Andrei Sfiraiala and Warren Ramanathan
Defendant - Appellee: Deutsche Bank Aktiengesellshaft, Anshuman Jain, John Cryan and others
Defendant: Stefan Krause, Juergen Fitschen, Deutsche Bank Russia and others
United States Securities and E v. Amerindo Investment Advisors
as 17-2537
Plaintiff - Appellee: United States Securities and Exchange Commission
Claimant - Appellant: Lisa Mayer and Debra Mayer
Defendant: Amerindo Investment Advisors, Inc., Alberto William Vilar, Gary Alan Tanaka and others
Intervenor: James Stableford
United States Securities and E v. Amerindo Investment Advisors
as 17-2541
Plaintiff - Appellee: United States Securities and Exchange Commission
Intervenor: James Stableford
Defendant - Appellant: Alberto William Vilar, Gary Alan Tanaka, Amerindo Investment Advisors, Inc. and others

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