District of Rhode Island Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings

Cases filed

Cases 1 - 8 of 8
Securities and Exchange Commission v. CVS Caremark Corporation
as 1:2014cv00177
Defendant: CVS Caremark Corporation
Plaintiff: Securities and Exchange Commission
Cause Of Action: m(a) Securities Exchange Act
Securities and Exchange Commission v. Online-Registries, Inc. et al We have downloadable decisions or orders for this case
as 1:2010cv00433
Plaintiff: Securities and Exchange Commission
Defendant: Online-Registries, Inc., David G. Stern, Michele Ritter
Cause Of Action: Securities Fraud
Securities and Exchange Commission v. Locke Capital Management, Inc. et al We have downloadable decisions or orders for this case
as 1:2009cv00100
Plaintiff: Securities and Exchange Commission, Securities and Exchange Commission, Securities and Exchange Commission and others
Defendant: Locke Capital Management, Inc., Leila C. Jenkins
Cause Of Action: U.S. Government Plaintiff
Securities and Exchange Commission v. Galbo et al
as 1:2007cv00245
Plaintiff: Securities and Exchange Commission
Defendant: Philip C Galbo, Larry Solberg
Cause Of Action: Securities Fraud
Anthony v. Brodeur
as 1:2007cv00022
Defendant: Valerie A. Brodeur
Plaintiff: Silva Wayne Anthony
Cause Of Action: Securities Fraud
Smith v. KVH Industries, Inc., et al
as 1:2004cv00405
Cause Of Action: Securities Exchange Act
SEC v. Herula, et al We have downloadable decisions or orders for this case
as 1:2002cv00154
Plaintiff: SEC
Defendant: Charles Sullivan, . , Estate of Martin D. Fife , Mary Lee Capalbo
Movant: Marc D. Wallick , Oharacho Nogyo Kyodo Kumiai
Respondent: Geragos & Geragos, Mark Geragos, George Buehler and others
Cause Of Action: Securities Fraud
SEC v. LaScola, et al
as 1:1998cv00610
Cause Of Action: Securities Fraud