Justia Lawyer, Legal Aid & Services Directory: South Carolina Broker Fraud Lawyers
Other Statutes - Securities/Commodities/Exchanges Cases filed in the South Carolina District Court [ Court Info ]
Results 1 - 50 of 68
| Parties | District Court | Judge | Type of Lawsuit | Cause of Action |
|---|---|---|---|---|
| July 6, 2009 | ||||
| Securities and Exchange Commission v. Wells | SC | Perry | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Securities and Exchange Commission Defendant: Jerry F Wells, Jr
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| July 2, 2009 | ||||
| Roper et al v. HD Vest Investment Securities Inc et al | SC | Harwell | Securities/Commodities/Exchanges | Securities Fraud |
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Plaintiff: Ted J Roper, IRA of TJ Roper Defendant: HD Vest Investment Securities Inc, Hartford Life and
Annuity-ILA, Hartford Investment Financial Services LLC, William A Gordon
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| October 24, 2008 | ||||
| Hawkins et al v. Batts et al | SC | Anderson | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Rachel I Hawkins, John H Hawkins, Pat M Hawkins, Bryan L Smith, Aleatha H Smith and others...; Defendant: Daryl l Batts, College
Funding Solutions Inc, Nicholas Gavalas, Massachusetts Mutual Life Insurance Company, MML Investors Services Inc
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| September 29, 2008 | ||||
| Commodity Futures Trading Commission v. CSA Trading Group Inc et al | SC | Houck | Securities/Commodities/Exchanges | U.S. Government Plaintiff |
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Plaintiff: Commodity Futures Trading Commission; Defendant: CSA Trading Group Inc, Michael Derrick
Peninger, American Middle School Athletic Association Inc, Blooming Village Florist Inc, The, Daniel Island Builders LLC and others...
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| September 17, 2008 | ||||
| Roth v. Matthews et al | SC | Harwell | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Darryl K Roth; Defendant: William R Matthews, Pamela M Bunes, Robert C Scherne, Kevin F
Pickard, Lowell T Harmison and others...
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| August 28, 2008 | ||||
| Latham v. Matthews et al | SC | Harwell | Securities/Commodities/Exchanges | Federal Question |
| Latham v. Matthews et al | SC | Harwell | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Robert A Latham; Defendant: Bill Matthews, Pamela M Bunes, Robert C Scherne, Kevin F Pickard,
Lowell T Harmison and others...
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| June 26, 2008 | ||||
| Ann Arbor Employees' Retirement System, City of v. Sonoco Products Company et al | SC | Wooten | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Ann Arbor Employees' Retirement System, City of; Defendant: Sonoco Products Company, Harris E
DeLoach, Jr, Charles J Hupfer
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| April 17, 2008 | ||||
| Cope et al v. Force Protection Inc et al | SC | Houck | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Shannon W Cope, Bonnie Hettinger; Defendant: Force Protection Inc, Frank Kavanaugh, Gordon R
McGilton, Michael Moody, Michael S Durski and others...
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| April 14, 2008 | ||||
| Mackie v. Force Protection Inc et al | SC | Houck | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Steven J Mackie; Defendant: Force Protection Inc, Gordon R McGilton, Michael S Durski
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| April 10, 2008 | ||||
| Saulle v. Force Protection Inc et al | SC | Houck | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Nicola Saulle; Defendant: Force Protection Inc, Frank Kavanaugh, Gordon R McGilton, Michael
Moody, Michael S Durski and others...
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| April 4, 2008 | ||||
| Greenberg v. Force Protection Inc et al | SC | Houck | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Elliot Greenberg; Defendant: Force Protection Inc, Frank Kavanaugh, Gordon R McGilton, Michael
Moody, Michael S Durski and others...
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| April 3, 2008 | ||||
| Norman v. Force Protection Inc et al | SC | Houck | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Jeffrey Norman; Defendant: Force Protection Inc, Frank Kavanaugh, Gordon R McGilton, Michael
Moody, Michael S Durski and others...
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| March 25, 2008 | ||||
| Yarmish v. Force Protection Inc et al | SC | Houck | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Emanuel Yarmish; Defendant: Force Protection Inc, Frank Kavanaugh, Gordon R McGilton, Michael
Moody, Michael S Durski and others...
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| March 21, 2008 | ||||
| Hoffman v. Force Protection Inc et al | SC | Houck | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Susan A Hoffman; Defendant: Force Protection Inc, Frank Kavanaugh, Gordon R McGilton, Moody
Michael, Michael S Durski and others...
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| March 20, 2008 | ||||
| Deskin v. Force Protection Inc et al | SC | Houck | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Patrick J Deskin; Defendant: Force Protection Inc, Frank Kavanaugh, Gordon R McGilton, Michael
Moody, Michael S Durski and others...
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| March 19, 2008 | ||||
| Young v. Force Protection Inc et al | SC | Houck | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Alex Young; Defendant: Force Protection Inc, Frank Kavanaugh, Gordon R McGilton, Michael
Moody, Michael S Durski and others...
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| March 10, 2008 | ||||
| Candelore v. Force Protection Inc et al | SC | Houck | Securities/Commodities/Exchanges | Federal Question |
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Plaintiff: Allan Candelore; Defendant: Force Protection Inc, Frank Kavanaugh, Gordon R McGilton, Michael
Moody, Raymond W Pollard and others...
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| August 28, 2007 | ||||
| WCN/GAN Partners Ltd v. Cathcart et al | SC | Norton | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
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Plaintiff: WCN/GAN Partners Ltd; Defendant: Charles Cathcart, Yuri Debevc, Bancroft Ventures Limited,
Bryan Jeeves, Jeeves Group of CompaniesCounter Claimant: Private Consulting Group, Charles Cathcart, Yuri Debevc, Counter Defendant: Newton Family LLC and others...
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| May 16, 2007 | ||||
| Beechwood Development Group Inc v. Konersman et al | SC | Duffy | Securities/Commodities/Exchanges | Fed. Question: Breach of Contract |
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Plaintiff: Beechwood Development Group Inc; Defendant: Ron Konersman, Franz X Mier, Sky Waves I
Corporation
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| April 17, 2007 | ||||
| Commodity Futures Trading Commission v. Parish et al | SC | Norton | Securities/Commodities/Exchanges | Federal Commodity Exchange Regulation |
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Plaintiff: Commodity Futures Trading Commission; Defendant: Albert E Parish, Jr, Parish Economics LLC
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| April 9, 2007 | ||||
| Mancuso v. Parish et al | SC | Norton | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Louis C Mancuso; Defendant: Albert E Parish, Jr, Parish Economics LLC, Summerville Hard Assets
LLC, Battery Wealth Management Inc
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| April 5, 2007 | ||||
| Securities and Exchange Commission v. Parish et al | SC | Norton | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Securities and Exchange Commission; Defendant: Albert E Parish, Jr, Parish Economics LLC,
Summerville Hard Assets LLC
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| March 30, 2007 | ||||
| May et al v. Peninger et al | SC | Houck | Securities/Commodities/Exchanges | Securities Exchange Act |
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Plaintiff: Miles D May, Bonita A Blanding May; Defendant: Michael Derrick Peninger, Billy C Lee, Charles
Rayl, CSA Trading Group Inc, Daniel Island Builders LLC
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| March 13, 2007 | ||||
| Atwell v. Evatt-Gilstrap et al | SC | Anderson | Securities/Commodities/Exchanges | Diversity-Personal Injury |
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Plaintiff: Charles Edward Atwell; Defendant: Jennifer Ann Evatt-Gilstrap, Deborah Ann Johnson, Woodbury
Financial Services
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| November 21, 2006 | ||||
| Wenham v. Owings et al | SC | Floyd | Securities/Commodities/Exchanges | Securities Exchange Act |
| February 27, 2006 | ||||
| Tretola v. Singer et al | SC | Currie | Securities/Commodities/Exchanges | Breach of Contract |
| September 9, 2005 | ||||
| Stormer v. Andrew Garrett Inc | SC | Norton | Securities/Commodities/Exchanges | Securities Exchange Act |
| September 7, 2005 | ||||
| Stormer v. RBC Dain Rauscher Inc | SC | Norton | Securities/Commodities/Exchanges | Securities Exchange Act |
| August 25, 2005 | ||||
| Securities and Exchange Commission v. Snyder et al | SC | Harwell | Securities/Commodities/Exchanges | Securities Fraud |
| May 5, 2005 | ||||
| Great Point CBO 1998-1 LTD v. Bullock et al | SC | Anderson | Securities/Commodities/Exchanges | Securities Exchange Act |
| Great Point CLO 1999-1 LTD v. Bullock et al | SC | Anderson | Securities/Commodities/Exchanges | Securities Exchange Act |
| April 13, 2005 | ||||
| Capital Guardian US et al v. PricewaterhouseCoopers LLP et al | SC | Anderson | Securities/Commodities/Exchanges | Securities Exchange Act |
| April 7, 2005 | ||||
| Melvin v. Morgan Stanley Dean Witter | SC | Currie | Securities/Commodities/Exchanges | Securities Exchange Act |
| March 11, 2005 | ||||
| Chrysler Corporation Master Retirement Trust v Pricewaterhousecoopers, et al. | SC | Anderson | Securities/Commodities/Exchanges | Securities Exchange Act |
| Lafayette Life Insurance Company v. PricewaterhouseCoopers LLP et al | SC | Anderson | Securities/Commodities/Exchanges | Securities Exchange Act |
| March 7, 2005 | ||||
| US High Yield Investments BV v. PricewaterhouseCoopers LLP et al | SC | Anderson | Securities/Commodities/Exchanges | Securities Exchange Act |
| February 28, 2005 | ||||
| Connecticut Retirement Plans and Trust Funds v. PricewaterhouseCoopers LLP et al | SC | Anderson | Securities/Commodities/Exchanges | Securities Exchange Act |
| Halpern v Walker | SC | Norton | Securities/Commodities/Exchanges | Fed. Question: Securities Violation |
| February 25, 2005 | ||||
| Age High Income Fund v. PricewaterhouseCoopers LLP et al | SC | Anderson | Securities/Commodities/Exchanges | Securities Exchange Act |
| Legg Mason Income Trust Inc v. PricewaterhouseCoopers LLP et al | SC | Anderson | Securities/Commodities/Exchanges | Securities Exchange Act |
| Lerner Enterprises LP v. PricewaterhouseCoopers LLP et al | SC | Anderson | Securities/Commodities/Exchanges | Securities Exchange Act |
| Oak Hill Securities Fund II LP v. PricewaterhouseCoopers LLP et al | SC | Anderson | Securities/Commodities/Exchanges | Securities Exchange Act |
| Oak Hill Securities Fund LP v. PricewaterhouseCoopers LLP et al | SC | Anderson | Securities/Commodities/Exchanges | Securities Exchange Act |
| P&PK Family Limited Partnership v. PricewaterhouseCoopers LLP et al | SC | Anderson | Securities/Commodities/Exchanges | Securities Exchange Act |
| February 24, 2005 | ||||
| Bedford CDO Ltd v. PricewaterhouseCoopers LLP et al | SC | Anderson | Securities/Commodities/Exchanges | Securities Exchange Act |
| Equity Trustees Limited v. PricewaterhouseCoopers LLP et al | SC | Anderson | Securities/Commodities/Exchanges | Securities Exchange Act |
| Florida State Board of Administration v. PricewaterhouseCoopers LLP et al | SC | Anderson | Securities/Commodities/Exchanges | Securities Exchange Act |
| OCM High Yield Trust et al v. PricewaterhouseCoopers LLP et al | SC | Anderson | Securities/Commodities/Exchanges | Securities Exchange Act |
| PIMCO Funds: Global Investors Series PLC - High Yield Fund v. PricewaterhouseCoopers LLP et al | SC | Anderson | Securities/Commodities/Exchanges | Securities Exchange Act |
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