U.S. Court of Appeals, Fourth Circuit Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings

Cases filed


Cases 1 - 10 of 51
SEC v. Michael Martin
as 17-2184
Plaintiff - Appellee: UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Defendant - Appellant: MICHAEL K. MARTIN
Defendant: NORTH STAR FINANCE LLC, THOMAS G. ELLIS, YASUO ODA and others
Third Party Defendant: ANDREW HUTCHISON, GRIFFITH THOMAS ELLIS
Receiver for Rex Ventures Grp v. Banca Comerciala Victoriabank
as 17-1770
Plaintiff - Appellee: SECURITIES & EXCHANGE COMMISSION
Defendant - Appellant: RECEIVER FOR REX VENTURES GROUP, LLC
Defendant: REX VENTURE GROUP, LLC, d/b/a Zeekrewards.com, PAUL R. BURKS, TRUDY GILMOND and others
SEC v. Michael Martin
as 17-1080
Plaintiff - Appellee: UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Defendant - Appellant: MICHAEL K. MARTIN
Defendant: NORTH STAR FINANCE LLC, THOMAS G. ELLIS, YASUO ODA and others
Third Party Defendant: GRIFFIN THOMAS ELLIS, ANDREW HUTCHISON
Maguire Financial, LP v. Powersecure International, Inc
as 16-2163
Plaintiff - Appellant: LEONARD ASH, Individually and on Behalf of All Others Similarily Situated
Defendant - Appellee: POWERSECURE INTERNATIONAL, INC., SIDNEY HINTON, CHRISTOPHER T. HUTTER
Movant - Appellant: MAGUIRE FINANCIAL, LP, CLAY LESLIE, PAUL E. MOORE
SEC v. Eric I. Tsao We have downloadable decisions or orders for this case
as 16-1515
Plaintiff - Appellee: SECURITIES AND EXCHANGE COMMISSION
Intervenor/Plaintiff: UNITED STATES OF AMERICA
Defendant - Appellant: ERIC I. TSAO
Justin Dice v. Channeladvisor Corporation We have downloadable decisions or orders for this case
as 16-1495
Plaintiff - Appellant: JUSTIN DICE, individually and on behalf of all others similarly situated, FAOUR CLEMENT, Individually and on Behalf of All Others Similarly Situated
Plaintiff: DAVID A. GARCIA, Individually and on Behalf of All Others Similarly Situated
Defendant - Appellee: CHANNELADVISOR CORPORATION, SCOT WINGO, DAVID SPITZ and others
Scottsdale Capital Advisors v. Financial Industry Regulatory We have downloadable decisions or orders for this case
as 16-1497
Plaintiff - Appellant: SCOTTSDALE CAPITAL ADVISORS CORPORATION, JOHN J. HURRY, TIMOTHY B. DIBLASI and others
Defendant - Appellee: FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
David Burt v. Wolfgang Maasberg
as 15-2247
Plaintiff - Appellant: DAVID R. BURT, JANET H. BURT, TEXAS BARRINGTON LLC and others
Defendant - Appellee: WOLFGANG MAASBERG, RICHARD MCDONALD, A. RICHARD BLAIR and others
Defendant: HIDDEN COMFORT ENTITIES 1 THROUGH 5
Elec Employees Pension Fund v. Mark Tonnesen
as 15-1468
Plaintiff - Appellant: WESTERN PENNSYLVANIA ELECTRICAL EMPLOYEES PENSION FUND
Plaintiff: JAMES L. PHILLIPS, Individually and on Behalf of All Others Similarly Situated
Defendant - Appellee: MARK K. TONNESEN, KENNETH W. JONES
Defendant: TRIAD GUARANTY, INC.
Oklahoma Firefighters Pension v. Neustar, Incorporated
as 15-1230
Plaintiff: OKLAHOMA FIREFIGHTERS PENSION AND RETIREMENT SYSTEM, on behalf of itself and all others similarly situated
Defendant - Appellee: NEUSTAR, INCORPORATED, LISA A. HOOK, STEVEN J. EDWARDS and others
Movant - Appellant: INDIANA PUBLIC RETIREMENT SYSTEM

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