Cases 1 - 10 of 88
Securities and Exchange Commission v. Commonwealth Equity Services, LLC
as 24-1427
Plaintiff:
US SECURITIES & EXCHANGE COMMISSION
Defendant:
COMMONWEALTH EQUITY SERVICES, LLC, d/b/a Commonwealth Financial Network
Interested Party:
FINANCIAL SERVICES INSTITUTE, INC.
Zhou v. Desktop Metal, Inc., et al
as 23-1843
Plaintiff / Appellant:
SOPHIA ZHOU, individually and on behalf of all others similarly situated
Plaintiff:
NICHOLAS LUONGO, individually and on behalf of all others similarly situated, AJMAIR HEER, YICHUN XIE, individually and on behalf of all others similarly situated and others
Defendant / Appellee:
DESKTOP METAL, INC., RIC FULOP, JAMES HALEY and others
Interested Party:
CARL W. LENTZ, IV, ZEYU LIU, MATHEW MCINALLY and others
SEC v. Bendelac
as 23-1790
Plaintiff / Appellee:
US SECURITIES & EXCHANGE COMMISSION
Defendant / Appellant:
ROGER BENDELAC
Defendant:
TRENDS INVESTMENTS INC., BRANDON ROSSETTI, CLINTON GREYLING and others
SEC v. Sargent
as 23-1812
Plaintiff / Appellant:
US SECURITIES & EXCHANGE COMMISSION
Defendant / Appellee:
HENRY B. SARGENT
Defendant:
FREDERICK M. MINTZ, ALAN FRAADE, JOSEPH J. TOMASEK and others
US Securities & Exchange Commission v. LBRY, Inc.
as 23-1743
Plaintiff / Appellee:
US SECURITIES & EXCHANGE COMMISSION
Defendant / Appellant:
LBRY, INC.
Interested Party:
LBRY FOUNDATION INC., NAOMI BROCKWELL and INVESTOR CHOICE ADVOCATES NETWORK
SEC v. Sargent
as 23-1669
Plaintiff / Appellee:
US SECURITIES & EXCHANGE COMMISSION
Defendant / Appellant:
HENRY B. SARGENT
Defendant:
FREDERICK M. MINTZ, ALAN FRAADE, JOSEPH J. TOMASEK and others
SEC v. Navellier & Associates, Inc, et al
as 23-1509
Plaintiff / Appellee:
US SECURITIES & EXCHANGE COMMISSION
Defendant / Appellant:
LOUIS NAVELLIER and NAVELLIER & ASSOCIATES, INC.
Quinones v. Frequency Therapeutics, Inc., et al
as 23-1393
Plaintiff / Appellant:
JULIAN QUINONES, individually and on behalf of all others similarly situated
Plaintiff:
PAUL EVANS, individually and on behalf of all others similarly situated and MICHAEL HINGSTON, individually and on behalf of all others similarly situated
Defendant / Appellee:
FREQUENCY THERAPEUTICS, INC., DAVID L. LUCCHINO and CARL LEBEL
Interested Party:
PARAG PATEL and JOHN PRATT
Trivedi v. General Electric Company, et al
as 23-1309
Plaintiff / Appellant:
MADHURI TRIVEDI
Defendant / Appellee:
GENERAL ELECTRIC CO, H. LAWRENCE CULP, JR., in his individual and official capacity, GE BOARD OF DIRECTORS and others
Trivedi v. General Electric Company, et al
as 23-1310
Plaintiff / Appellant:
MADHURI TRIVEDI
Defendant / Appellee:
GENERAL ELECTRIC CO, GE HEALTHCARE, H. LAWRENCE CULP, JR., in his individual and official capacity and others
Defendant:
WARD BOWMAN and FOLEY AND MANSFIELD LAW FIRM
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