Securities/Commodities/Exchanges Cases filed in the First Circuit Courts
Cases 21 - 30 of 34
Norfolk County Retirement System v. Gutierrez et al
as 1:2014cv00547
Defendant: Kenwardev Raja Singh Bal, Canaccord Genuity Inc., J. Michael Conaway and others
Plaintiff: Norfolk County Retirement System
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Goldenson, et al v. Steffens, et al
as 14-1865
Plaintiff - Appellant: DANIEL R. GOLDENSON, SUZANNE K. GOLDENSON and SKG PARTNERS LP
Defendant - Appellee: JOHN L. STEFFENS, GREGORY P. HO, SPRING MOUNTAIN CAPITAL GP LLC and others
Baradarian v. Sarepta Therapeutics, Inc. et al
as 1:2014cv10225
Plaintiff: Daniel Baradarian
Defendant: Sarepta Therapeutics, Inc., Chris Garabedian, Sandy Mahatme and others
Cause Of Action: 15 U.S.C. § 78
Smith v. The First Marblehead Corporation et al We have downloadable decisions or orders for this case
as 1:2013cv12121
Plaintiff: Ryan M. Smith, Atlas Capital Management, L.P., Atlas Capital, L.P. and others
Defendant: The First Marblehead Corporation, Daniel Meyers and Kenneth Klipper
Cause Of Action: 15 U.S.C. § 77
Li v. Quantum Technology Group LLC et al
as 1:2013cv11119
Plaintiff: Lian Ying Li
Defendant: Quantum Technology Group LLC and Daniel Forte
Cause Of Action: 12 U.S.C. § 22 Securities Fraud
Norfolk County Retirement System v. American Superconductor Corp. et al
as 1:2011cv10849
Plaintiff: Norfolk County Retirement System , Steamship Trade Association/International Longshoremen's Pension Benefit Fund , Profits Only LLC and others
Defendant: American Superconductor Corp., Gregory J. Yurek, David Henry and others
Movant: Steamfitters Local 449 Pension Fund , Employees Retirement System of the City of St. Louis and Plumbers and Pipefitters National Pension Fund
Cause Of Action: 15 U.S.C. § 77
GOLDENSON et al v. STEFFENS et al We have downloadable decisions or orders for this case
as 2:2010cv00440
Plaintiff: DANIEL R GOLDENSON , SUZANNE K GOLDENSON , SKG PARTNERS LP and others
Defendant: JOHN L STEFFENS, GREGORY P HO, SPRING MOUNTAIN CAPITAL GP LLC and others
Cause Of Action: 28 U.S.C. § 1332
Securities and Exchange Commission v. O'Riordan
as 1:2010cv10550
Plaintiff: Securities and Exchange Commission
Defendant: Daniel O'Riordan
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
US Securities and Exchange Com v. Howard
as 09-2209
Plaintiff - Appellee: US SECURITIES AND EXCHANGE COMMISSION
Defendant - Appellant: DANIEL R. HOWARD
US Securities and Exchange Com v. Howard
as 09-2210
Plaintiff - Appellee: US SECURITIES AND EXCHANGE COMMISSION
Defendant - Appellant: DANIEL R. HOWARD

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