Cases 1 - 10 of 386
Securities and Exchange Commission v. Gupta
as 1:2024cv12316
Plaintiff:
Securities and Exchange Commission
Defendant:
Dishant Gupta
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Securities and Exchange Commission v. Bowerman
as 1:2024cv12282
Plaintiff:
Securities and Exchange Commission
Defendant:
Nicholas Bowerman
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Securities and Exchange Commission v. DeCaprio et al
as 1:2024cv12144
Plaintiff:
Securities and Exchange Commission
Defendant:
Peter J DeCaprio and Flowpoint Partners, LLC
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Securities and Exchange Commission v. Targum et al
as 1:2024cv12043
Defendant:
Nicholas J Rosenberg, Elliot P Targum and Steven D. Targum
Plaintiff:
Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Douglas, et al v. EF Institute for Cultural Exchange, Inc., et al
as 24-8019
Plaintiff:
WENDY STOTSENBURG, SARA ADAMSKI, ERIN HAZELWOOD and others
Respondent:
EF EDUCATION FIRST INTERNATIONAL, LTD., EF EXPLORE AMERICA, INC. and EF INSTITUTE FOR CULTURAL EXCHANGE, INC., a California corporation
Petitioner:
THOMAS AIKINS, SARA KAHL and MELISSA DOUGLAS
Interested Party:
UNITED STATES TOUR OPERATORS ASSOCIATION
Defendant:
EF EDUCATION FIRST INTERNATIONAL, AG, a Swiss corporation, a/k/a EF Education First International, Ltd.
Securities and Exchange Commission v. Murray et al
as 1:2024cv11432
Defendant:
Trillium Capital LLC, The R. Scott Murray Remainder Trust - 2000 and Robert Scott Murray
Plaintiff:
Securities and Exchange Commission
Cause Of Action: 12 U.S.C. § 22 Securities Fraud
Securities and Exchange Commission v. Commonwealth Equity Services, LLC
as 24-1427
Plaintiff:
US SECURITIES & EXCHANGE COMMISSION
Defendant:
COMMONWEALTH EQUITY SERVICES, LLC, d/b/a Commonwealth Financial Network
Interested Party:
FINANCIAL SERVICES INSTITUTE, INC.
Securities and Exchange Commission v. Alomari et al
as 1:2024cv00172
Plaintiff:
Securities and Exchange Commission
Defendant:
Ahmed Alomari and MCM Consulting
Cause Of Action: 18 U.S.C. § 78 Securities and Exchange Act
Leavitt v. United Services Automobile Association, et al
as 24-1115
Plaintiff:
ALLAN M. LEAVITT, Individually, and as Class Representative and JOHN DOE 1-100
Defendant:
UNITED SERVICES AUTOMOBILE ASSOCIATION, a Texas Department of Insurance Regulated Reciprocal Inter-insurance Exchange and Subsidiary, GEICO INDEMNITY COMPANY and COMMERCE INSURANCE COMPANY
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