Cases 31 - 36 of 36
SEC v. Tambone, et al
as 07-1384
Plaintiff - Appellant:
US SECURITIES AND EXCHANGE COMMISSION
Defendant - Appellee:
JAMES TAMBONE and ROBERT HUSSEY
Amicus Curiae:
CHAMBER OF COMMERCE, of the United States of America, NATIONAL ASSOCIATION, of Shareholder and Consumer Attorneys (NASCAT), CENTER FOR AUDIT QUALITY and others
US Securities and Exchange Commission v. Patel et al
as 1:2007cv00039
Plaintiff:
US Securities and Exchange Commission, US Securities and Exchange Commission, US Securities and Exchange Commission and others
Defendant:
Piyush G. Patel, Piyush G. Patel, Piyush G. Patel and others
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
US Securities and Exchange Commission v. Fiallo
as 1:2007cv00036
Plaintiff:
US Securities and Exchange Commission, US Securities and Exchange Commission and US Securities and Exchange Commission
Defendant:
Enrique (Henry) Fiallo
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
US Securities and Exchange Commission
as 1:2007cv00037
Plaintiff:
US Securities and Exchange Commission, US Securities and Exchange Commission and US Securities and Exchange Commission
Defendant:
Gayle Spence Luacaw and Gayle Spence Luacaw
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
US Securities and Exchange Commission v. Workman
as 1:2007cv00026
Plaintiff:
US Securities and Exchange Commission, US Securities and Exchange Commission and US Securities and Exchange Commission
Defendant:
Gary M. Workman
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
US Securities and Exchange Commission v. Hurley
as 1:2007cv00022
Plaintiff:
US Securities and Exchange Commission, US Securities and Exchange Commission and US Securities and Exchange Commission
Defendant:
Anthony L. Hurley
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
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