Cases 31 - 40 of 199
U.S. Securities and Exchange Commission v. Star Chain, Inc. et al
as 1:2021cv03944
Defendant:
Timur Efe, Star Chain, Inc. and Omer Casurluk
Plaintiff:
U.S. Securities and Exchange Commission
Securities and Exchange Commission v. Woods et al
as 1:2021cv03413
Plaintiff:
Securities and Exchange Commission
Defendant:
John J. Woods, Livingston Group Asset Management Company doing business as Southport Capital and Horizon Private Equity, III, LLC
Respondent:
TD Ameritrade, Inc. and Relevance Capital III, L.P.
Receiver:
A. Cotten Wright
Cause Of Action: 15 U.S.C. § 77
Securities and Exchange Commission v. Jones
as 3:2021cv00098
Defendant:
John Robert Jones, Jr.
Plaintiff:
Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77
Securities and Exchange Commission v. Carter
as 1:2021mi00059
Respondent:
Grant M. Carter
Petitioner:
Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 80 Investment Companies and Advisers
Plaintiff v. Defendant
as 1:2021cv02050
Defendant:
Plaintiff v. Defendant
Plaintiff:
Plaintiff v. Defendant
Cause Of Action: 28 U.S.C. § 1361 pr
U. S. Securities and Exchange Commission v. Boveda Asset Management, Inc.
as 1:2021mi00021
Plaintiff:
U. S. Securities and Exchange Commission
Defendant:
Boveda Asset Management, Inc.
Securities and Exchange Commission v. Randolph
as 1:2021cv01321
Defendant:
Richard J. Randolph, III
Plaintiff:
Securities and Exchange Commission
Securities and Exchange Commission v. Ross
as 1:2020cv05140
Defendant:
Barton S. Ross
Plaintiff:
Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77
United States Securities and Exchange Commission v. Burns et al
as 1:2020cv04620
Defendant:
Investus Financial LLC, Christopher W. Burns, Investus Advisers LLC doing business as Dynamic Money LLC and others
Plaintiff:
United States Securities and Exchange Commission
Not Classified By Court:
Vinings Bank and Kristy Johnson
Cause Of Action: 15 U.S.C. § 77
Securities and Exchange Commission v. Brogdon et al
as 1:2020mi00160
Defendant:
Connie Brogdon, et al., and Christopher Brogdon
Plaintiff:
Securities and Exchange Commission
Cause Of Action: 28 U.S.C. § 1963
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