Securities/Commodities/Exchanges Cases filed in the Second Circuit Courts
Cases 1 - 10 of 36
Robert Charles Class A, L.P. v. NatWest Markets plc et al
as 3:2021cv01709
Plaintiff: Robert Charles Class A, L.P.
Defendant: NatWest Markets plc, NatWest Market Securities Inc., John Doe 1-50 and others
Laydon v. Mizuho Bank, Ltd.
as 20-3775
Defendant: JPMorgan Chase & Co., HSBC Holdings PLC, Lloyds Banking Group PLC and others
Plaintiff / Appellee: Jeffrey Laydon, on behalf of himself and all others similarly situated
Defendant / Appellant: Societe Generale, Cooperatieve Rabobank U.A. and Barclays Bank PLC
Intervenor: California State Teachers' Retirement System
Plaintiff: Oklahoma Police Pension and Retirement System and Stephen P. Sullivan
Sullivan v. Arconic Inc. et al
as 1:2017cv05456
Plaintiff: Janet L Sullivan
Defendant: Arconic Inc. , Klaus Kleinfeld , Robert S Collins and others
Cause Of Action: 15 U.S.C. § 77
Sonterra Capital Master Fund L v. UBS AG We have downloadable decisions or orders for this case
as 17-944
Plaintiff - Appellant: Sonterra Capital Master Fund Ltd., California State Teachers' Retirement System, Hayman Capital Master Fund, L.P. and others
Defendant - Appellee: UBS AG, UBS Securities Japan Co., Ltd., Mizuho Bank, Ltd. and others
Defendant: Citibank, N.A., Citigroup Inc., Citibank Japan LTD and others
Rock Capital Markets, LLC v. Bank of Nova Scotia, New York Agency et al
as 1:2015cv10117
Plaintiff: Rock Capital Markets, LLC
Defendant: Bank of Nova Scotia New York Agency, BMO Capital Markets Corp , BNP Paribas Securities Corp and others
Cause Of Action: 15 U.S.C. § 25
Alaska Electrical Pension Fund v. Bank of Nova Scotia New York Agency et al
as 1:2015cv07420
Defendant: Citigroup Global Markets Inc., Jefferies LLC, Daiwa Capital Markets America Inc. and others
Plaintiff: Alaska Electrical Pension Fund
Cause Of Action: 15 U.S.C. § 15
Sonterra Capital Master Fund Ltd. et al v. UBS AG et al We have downloadable decisions or orders for this case
as 1:2015cv05844
Defendant: UBS AG, UBS Securities Japan Co., Ltd., Mizuho Bank, Ltd. and others
Plaintiff: Sonterra Capital Master Fund Ltd. and Hayman Capital Management L.P.
Cause Of Action: 15 U.S.C. § 1
Federal Housing Finance Agency v. Nomura Holding America, Inc. We have downloadable decisions or orders for this case
as 15-1872
Plaintiff - Appellee: Federal Housing Finance Agency, as Conservator for the Federal National Mortgage Association and the Federal Home Loan Mortgage Corporation
Defendant - Appellant: Nomura Holding America, Inc., Nomura Asset Acceptance Corporation, Nomura Home Equity Loan, Inc. and others
Amicus Curiae: Securities Industry and Financial Markets Association and The Clearing House, Association LLC
Taylor et al v. Bank Of America Corporation et al
as 1:2015cv01350
Plaintiff: Taylor, Steve Leaven, John Burnside and others
Defendant: Bank Of America Corporation, The Royal Bank of Scotland plc, RBS Securities, Inc. and others
Interested Party: Robert L. Teel and Nasser Bakizada
Cause Of Action: 07 U.S.C. § 1
New York City Employees Retirement System et al v. American Realty Capital Properties, Inc. et al
as 1:2015cv00422
Plaintiff: New York City Employees Retirement System , New York City Police Pension Fund , New York City Police Officers' Variable Supplements Fund and others
Defendant: American Realty Capital Properties, Inc., ARC Properties Operating Partnership, Nicholas S. Schorsch and others
Cause Of Action: 15 U.S.C. § 78

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