Contract Cases filed in the Fourth Circuit Courts
Guthrie v. Financial Industry Regulatory Authority, Inc. et al
as 1:2017cv01296
Plaintiff: Sharon Guthrie
Defendant: Financial Industry Regulatory Authority, Inc., Prudential Insurance Company of America and Financial Industry Regulatory Authority, Inc. Long Term Disability Insurance Plan #507
Cause Of Action: 28 U.S.C. § 1332
Financial Industry Regulatory Authority, Inc. v. AXIS Insurance Company We have downloadable decisions or orders for this case
as 8:2012cv01053
Plaintiff: Financial Industry Regulatory Authority, Inc.
Defendant: AXIS Insurance Company
Cause Of Action: 28 U.S.C. § 1441
Type: Contract Insurance
Raymond James Financial v. Peter Cary We have downloadable decisions or orders for this case
as 12-1053
Plaintiff - Appellee: RAYMOND JAMES FINANCIAL SERVICES, INCORPORATED
Defendant - Appellant: PETER CARY, DAYNA SMITH, ROBERT BARKIN and others
Defendant: FINANCIAL INDUSTRY REGULATORY AUTHORITY
Raymond James Financial Services, Inc. v. Cary et al
as 1:2011cv00928
Plaintiff: Raymond James Financial Services, Inc.
Defendant: Peter Cary , Dayna Smith , Robert Barkin and others
Cause Of Action: 28 U.S.C. § 1332
WESTPARK CAPITAL, INC., v. Financial Industry Regulatory Authority, Inc.
as 8:2010cv03471
Plaintiff: Westpark Capital, Inc.
Defendant: Financial Industry Regulatory Authority, Inc.
Cause Of Action: 15 U.S.C. § 78
WESTPARK CAPITAL, INC., v. Financial Industry Regulatory Authority, Inc.
as 1:2010cv03470
Plaintiff: WESTPARK CAPITAL, INC.,
Defendant: Financial Industry Regulatory Authority, Inc.
Cause Of Action: 15 U.S.C. § 78
WESTPARK CAPITAL, INC., v. Financial Industry Regulatory Authority, Inc.
as 1:2010cv03469
Plaintiff: WESTPARK CAPITAL, INC.,
Defendant: Financial Industry Regulatory Authority, Inc.
Cause Of Action: 28 U.S.C. § 1331

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