Securities/Commodities/Exchanges Cases filed in the Fifth Circuit Courts
Cases 1 - 10 of 28
Capistrano v. Storey et al
as 3:2024cv01130
Defendant: Indraneel Dev, Lumen Technologies Inc, Martha Helena Bejar and others
Plaintiff: Patricia Capistrano
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Slack v. Lumen Technologies Inc et al
as 3:2024cv01043
Defendant: JEFF K. STOREY, SHAUN C. ANDREWS, LUMEN TECHNOLOGIES, INC. and others
Plaintiff: ARTHUR W. SLACK
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Brown v. Lumen Technologies Inc et al
as 3:2024cv00798
Defendant: Kate Johnson, Diankha Linear, Jim Fowler and others
Plaintiff: Michael Brown
Cause Of Action: 15 U.S.C. § 78 j(b)ss Stockholder Suit
Securities And Exchange Commission v. Knight Nguyen Investments et al
as 4:2021cv01586
Defendant: Jayson Lopez, Forrest Andrew Jones, Knight Nguyen Investments and others
Plaintiff: Securities And Exchange Commission
Cause Of Action: 15 U.S.C. § 77
Scarantino v. Parkway, Inc. et al
as 4:2017cv02441
Plaintiff: Louis Scarantino
Defendant: Parkway, Inc., Parkway Properties LP, James A. Thomas and others
Cause Of Action: 28 U.S.C. § 1331
Price v. Parkway, Inc. et al
as 4:2017cv02367
Plaintiff: Thomas Price
Defendant: Parkway, Inc., James R. Heistand, James A. Thomas and others
Cause Of Action: 28 U.S.C. § 1331
Smith v. Ryan et al
as 2:2016cv17001
Defendant: Ryan, Ashton J Ryan, Jr, Shivan Govindan and others
Plaintiff: Smith and Doug Smith
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Bruce Fulmer v. Scott Klein, et al We have downloadable decisions or orders for this case
as 16-11590
Plaintiff - Appellant: RANDY KOPP, Individually and on Behalf of All Others Similarly Situated
Defendant - Appellee: SCOTT W. KLEIN, DONALD B. REED, STEPHEN L. ROBERTSON and others
SEC v. Aquaphex Total Water Solutions, et al
as 16-10716
Plaintiff - Appellee: SECURITIES AND EXCHANGE COMMISSION
Defendant - Appellant: GREGORY G. JONES
Jones et al v. Stifel, Nicolaus & Company, Inc. et al
as 3:2015cv00659
Plaintiff: Frank Jones, Jr. , Beverly Jan Jones , Thomas Russell Ryan, Jr. and others
Defendant: Stifel, Nicolaus & Company, Inc. and Lanis Noble
Cause Of Action: 15 U.S.C. § 78

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