Securities/Commodities/Exchanges Cases filed in the Fifth Circuit Courts
Barnett et al v. Taylor et al
as 4:2021cv00042
Plaintiff: Bruce Rose, J&J Real Estate Investments, LLC, Cynthia A. Wolz and others
Defendant: Brian K Taylor and Paula Peterson
Cause Of Action: 15 U.S.C. § 77
Securities and Exchange Commission v. Smith et al
as 3:2020cv00422
Defendant: Brenda Smith, Broad Reach Partners, LLC, Bristol Advisors, LLC and others
Plaintiff: Securities and Exchange Commission
Not Classified By Court: Kevin D. Kent
Securities And Exchange Commission v. Watts et al We have downloadable decisions or orders for this case
as 4:2017cv00539
Plaintiff: Securities And Exchange Commission
Defendant: Kent P. Watts, Michael E. Watts and Kirby Caldwell
Cause Of Action: 15 U.S.C. § 77
John Hall, et al v. Variable Annuity Life Ins Co., et al We have downloadable decisions or orders for this case
as 12-20440
Plaintiff - Appellant: JOHN HALL, on behalf of themselves and all others similarly situated and BRENDA HALL, on behalf of themselves and all others similarly situated
Defendant - Appellee: VARIABLE ANNUITY LIFE INSURANCE CO, VARIABLE ANNUITY MARKETING COMPANY, VARIABLE ANNUITY LIFE INSURANCE COMPANY SEPARATE ACCOUNT A and others
Hall et al v. The Variable Annuity Life Insurance Company et al
as 4:2011cv03639
Plaintiff: John Hall and Brenda Hall
Defendant: Variable Annuity Life Insurance Company , John A Graf , Robert A Devlin and others
Cause Of Action: 15 U.S.C. § 78
Malhas v. Keehn et al
as 3:2007cv01364
Plaintiff: Duraid Malhas
Defendant: Kent Keehn and Robert C Logel
Cause Of Action: 15 U.S.C. § 77 Securities Fraud

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