Cases 51 - 60 of 482
Securities and Exchange Commission v. Fife et al
as 1:2020cv05227
Plaintiff:
Securities and Exchange Commission
Defendant:
Iliad Research and Trading, L.P., Typenex Co-Investment, LLC, Tonaquint, Inc. and others
Cause Of Action: 28 U.S.C. § 1331 Fed. Question: Securities Violation
Securities and Exchange Commission v. Fox
as 1:2020cv04372
Defendant:
Joseph J Fox
Plaintiff:
Securities and Exchange Commission
Securities and Exchange Commission v. Smith et al
as 1:2020cv03966
Defendant:
Brenda Smith, Broad Reach Partners, LLC, Bristol Advisors, LLC and others
Plaintiff:
Securities and Exchange Commission
Cause Of Action: 28 U.S.C. § 1331
Richard Herber v. SEC
as 20-2174
Respondent:
SECURITIES AND EXCHANGE COMMISSION
Petitioner:
RICHARD J. HERBER
Securities and Exchange Commission v. TCA Fund Management Group Corp. et al
as 1:2020cv03025
Defendant:
TCA Global Credit Fund, Ltd., TCA Global Credit Master Fund, LP, TCA Global Credit Fund GP, Ltd. and others
Plaintiff:
Securities and Exchange Commission
Cause Of Action: 28 U.S.C. § 1331
SEC v. Randall Goulding
as 20-1689
Defendant / Appellant:
RANDALL S. GOULDING
Plaintiff / Appellee:
SECURITIES AND EXCHANGE COMMISSION
Securities and Exchange Commission v. Matthes
as 2:2020cv00125
Defendant:
Edward E Matthes
Plaintiff:
Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77
Securities and Exchange Commission v. Walczak, Edward
as 3:2020cv00076
Defendant:
Edward Walczak
Plaintiff:
Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77
UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. PEAVLER et al
as 1:2019cv04804
Defendant:
WILLIAM ERIC MEEK and BOBBY PEAVLER
Plaintiff:
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Intervenor:
UNITED STATES OF AMERICA, DEPARTMENT OF JUSTICE
United States Securities and Exchange Commission v. Desai
as 1:2019cv07528
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Ashik Desai, Rishi Shah, Brad Purdy and others
Cause Of Action: 15 U.S.C. § 77
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