Securities/Commodities/Exchanges Cases filed in the Ninth Circuit Courts
Cases 31 - 40 of 126
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Wang v. United States Oil Fund, LP et al
as 3:2020cv04596
Defendant: Citigroup Global Markets Inc., Virtu Financial BD LLC, Nomura Securities International Inc. and others
Plaintiff: Momo Wang
Cause Of Action: 15 U.S.C. § 77
United States Securities and Exchange Commission v. Bied
as 1:2020cv00336
Plaintiff: United States Securities and Exchange Commission
Defendant: Gregory Bied
Cause Of Action: 12 U.S.C. § 22
United States Securities and Exchange Commission v. Valentine We have downloadable decisions or orders for this case
as 3:2020cv04358
Plaintiff: United States Securities and Exchange Commission
Defendant: John Leo Valentine
Cause Of Action: 15 U.S.C. § 77
United States Securities and Exchange Commission v. Seabolt
as 2:2020mc00002
Petitioner: United States Securities and Exchange Commission
Respondent: Michael T Seabolt
Securities and Exchange Commission v. Procopio et al We have downloadable decisions or orders for this case
as 3:2020cv00182
Defendant: Mark S. Zouvas, Christian R. Hansen and Alex C. Procopio
Plaintiff: Securities and Exchange Commission
Intervenor Plaintiff: United States Attorney's Office, Southern District of California
Cause Of Action: 15 U.S.C. § 0077 Securities Fraud
United States Securties and Exchange Commission v. Jerome Kaiser We have downloadable decisions or orders for this case
as 8:2019mc00020
Respondent: Jerome Kaiser
Petitioner: Securties and Exchange Commission and United States Securities and Exchange Commission
Securities and Exchange Commission v. Peter Anthony DeCicco, Jr. We have downloadable decisions or orders for this case
as 2:2019mc00129
Defendant: Peter Anthony DeCicco, Jr.
Plaintiff: United States Securities and Exchange Commission and Securities and Exchange Commission
United States Securities and Exchange Commission v. Wilcox
as 2:2019cv02437
Plaintiff: United States Securities and Exchange Commission
Defendant: Quentin Louis Wilcox
United States Securities and Exchange Commission v. Volkswagen Aktiengesellschaft et al We have downloadable decisions or orders for this case
as 3:2019cv01391
Defendant: Volkswagen Group of America Finance, LLC, Martin Winterkorn, VW Credit Inc and others
Plaintiff: United States Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77
Dean Drulias v. Michael Guthrie et al We have downloadable decisions or orders for this case
as 2:2019cv01636
Defendant: John Pierantoni, John Mendel, John Krafcik and others
Plaintiff: Dean Drulias
Intervenor: Subash D'Souza, David Bryan and Herbert Silverberg

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