Cases 21 - 30 of 135
Securities and Exchange Commission v. Mueller et al
as 5:2021cv00785
Plaintiff:
Securities and Exchange Commission
Defendant:
Robert J Mueller, DEEPROOT FUNDS LLC (a/k/a dprt Funds, LLC), POLICY SERVICES INC. and others
Cause Of Action: 15 U.S.C. § 77
Securities and Exchange Commission v. Davison et al
as 5:2021mc00697
Receiver:
Burton W. Wiand
Plaintiff:
Securities and Exchange Commission
Defendant:
Brian Davison, Barry M. Rybicki, Equialt LLC and others
Cause Of Action: 28 U.S.C. § 754
Securities and Exchange Commission v. Stack
as 1:2021cv00051
Plaintiff:
Securities and Exchange Commission
Defendant:
William Andrew Stack
Cause Of Action: 15 U.S.C. § 77
Securities and Exchange Commission v. Complete Business Solutions Group, Inc. et al
as 5:2020mc00975
Defendant:
Joseph W. Laforte, ABFP Management Company, LLC, Joseph Cole Barleta and others
Receiver:
Ryan K. Stumphauzer
Plaintiff:
Securities and Exchange Commission
Cause Of Action: 28 U.S.C. § 754
Securities and Exchange Commission v. Farias et al
as 5:2020cv00885
Defendant:
Integrity Aviation & Leasing, LLC and Victor Lee Farias
Plaintiff:
Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77
Securities and Exchange Commission v. TCA Fund Management Group Corp. et al
as 1:2020mc00546
Plaintiff:
Securities and Exchange Commission
3Rd Party Defendant:
TCA Global Credit Fund, LP, TCA Global Credit Master Fund, LP and TCA GLobal Credit Fund, Ltd.
Defendant:
TCA Global Credit Fund GP, Ltd. and TCA Fund Management Group Corp.
Receiver:
Jonathan E. Perlman
Cause Of Action: 28 U.S.C. § 754
Securities and Exchange Commission v. Montgomery et al
as 5:2020cv00598
Defendant:
Paul R Montgomery, Jr., Michael D Fisher and James H Willingham, Jr.
Plaintiff:
Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77
Securities and Exchange Commission v. Meta 1 Coin Trust et al
as 1:2020cv00273
Defendant:
Peter K. Shamoun, Pramana Capital, Inc., Peter K. Shamoon and others
Plaintiff:
Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77
Securities and Exchange Commission v. Seinfeld et al
as 1:2019cv00910
Defendant:
Hospice Patient Aid Program Inc., Jay Daniel Seinfeld, Traditions Capital Management LLC and others
Plaintiff:
Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77
Securities and Exchange Commission v. Milles et al
as 1:2019cv00714
Defendant:
William J Milles, Jr. and Donald J Lutzko
Plaintiff:
Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77
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