Cases 11 - 20 of 43
Securities and Exchange Commission v. Hopkins
as 2:2020cv11980
Defendant:
Mark L. Hopkins
Plaintiff:
Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77
United States Securities and Exchange Commission v. Bravata
as 2:2019cv12387
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Antonio M. Bravata
Cause Of Action: 15 U.S.C. § 77
United States Securities and Exchange Commission v. Sredich
as 2:2019cv11140
Defendant:
Kimberly Sredich
Plaintiff:
U.S. Securities and Exchange Commission
Securities and Exchange Commission v. Romer
as 2:2018cv12927
Plaintiff:
Securities and Exchange Commission
Defendant:
Ernest J Romer, III
Cause Of Action: 15 U.S.C. § 77
Securities and Exchange Commission v. Maccoll
as 2:2018cv12473
Defendant:
John C Maccoll
Plaintiff:
Securities and Exchange Commission
Cause Of Action: 12 U.S.C. § 22
United States Securities and Exchange Commission
as 2:2017cv10963
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Treasure Enterprise LLC , Larry Allen Holley and Patricia Enright Gray
Receiver:
Patrick O'Keefe and O'Keefe & Associates Consulting, LLC and Patrick O'Keefe and O'Keefe & Associates Consulting LLC and the Receiver
Cause Of Action: 15 U.S.C. § 77
Securities and Exchange Commission v. Burtka
as 2:2014cv14278
Defendant:
Gary J Burtka
Plaintiff:
United States Securities and Exchange Commission
Cause Of Action: 12 U.S.C. § 22
United States Securities and Exchange Commission v. Waidelich et al
as 4:2014cv14279
Defendant:
Eric C Waidelich
Plaintiff:
United States Securities and Exchange Commission
Cause Of Action: 12 U.S.C. § 22
Securities and Exchange Commission v. Palmetto Investments, LLC et al
as 2:2014cv13902
Plaintiff:
Securities and Exchange Commission
Defendant:
Palmetto Investments, LLC and the Estate of Vincent James Saviano
Receiver:
Earle I. Erman
Cause Of Action: 15 U.S.C. § 77
Securities and Exchange Commission v. Hamdan et al
as 2:2013cv15006
Plaintiff:
Securities and Exchange Commission
Defendant:
Randy A Hamdan and Oracle Consultants, LLC
Cause Of Action: 15 U.S.C. § 77
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