Cases 61 - 70 of 524
Securities and Exchange Commission v. Bronson
as 22-1045
Plaintiff / Appellee:
United States Securities and Exchange Commission
Defendant:
E-Lionheart Associates, LLC, DBA Fairhills Capital and Fairhills Capital, Inc.
Defendant / Appellant:
Edward Bronson
United States Securities and Exchange Commission v. Stone et al
as 1:2022cv03553
Plaintiff:
United States Securities and Exchange Commission
Defendant:
David Lee Stone, John D. Robson, Harold J. Stone and others
United States Securities and Exchange Commission v. Passos
as 1:2022cv03156
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Fernando Passos
Cause Of Action: 12 U.S.C. ยง 22 Securities Fraud
United States Securities and E v. McGinn, Smith & Company, Incor
as 22-746
Plaintiff / Appellee:
United States Securities and Exchange Commission
Defendant:
McGinn, Smith & Company, Incorporated, McGinn, Smith Advisors, LLC, McGinn, Smith Capital Holdings Corporation and others
Intervenor:
United States Attorney's Office of the Northern District of New York
Defendant / Appellant:
David L. Smith
CASE NUMBER NOT USED
as 1:2022cv00749
Plaintiff:
Aberdeen City Council as Administrating Authority for the North East Scotland Pension Fund
Defendant:
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
ABERDEEN CITY COUNCIL AS ADMINISTRATING AUTHORITY FOR THE NORTH EAST SCOTLAND PENSION FUND et al v. UNITED STATES SECURITIES AND EXCHANGE COMMISSION
as 1:2022mc00035
In Re:
UNDER AMOUR SECURITIES LITIGATION
Petitioner:
ABERDEEN CITY COUNCIL AS ADMINISTRATING AUTHORITY FOR THE NORTH EAST SCOTLAND PENSION FUND, MONROE COUNTY EMPLOYEES RETIREMENT SYSTEM and KBC ASSET MANAGEMENT NV
Respondent:
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
United States Securities and Exchange Commission v. Cambridge Investment Research Advisors, Inc. et al
as 4:2022cv00071
Plaintiff:
Securities and Exchange Commission and United States Securities and Exchange Commission
Defendant:
Cambridge Investment Research Advisors, Inc. and Cambridge Investment Research, Inc.
SEC v. Christopher Clark
as 22-1157
Plaintiff / Appellant:
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Defendant / Appellee:
CHRISTOPHER CLARK
Defendant:
WILLIAM WRIGHT
Comm Exchange United States S v. Ahmed
as 22-184
Plaintiff:
NMR e-tailing, LLC
Plaintiff / Appellee:
United States Securities and Exchange Commission
Defendant:
Iftikar Ali Ahmed Sole Prop, Shalini Ahmed, I.I. 1, a minor child, by and through his next freinds Ifikar and Shalini Ahmed, his parents and others
Appellee:
Stephen M. Kindseth
Defendant / Appellant:
Iftikar A. Ahmed
United States Securities and E v. Ahmed
as 22-135
Plaintiff:
NMR e-tailing, LLC and United States Securities and Exchange Commission
Defendant:
Iftikar Ali Ahmed Sole Prop
Appellee:
Stephen M. Kindseth
Defendant / Appellant:
Shalini Ahmed, I.I. 1, a minor child, by and through his next freinds Ifikar and Shalini Ahmed, his parents, I.I. 2, a minor child, by and through his next freinds Iftikar and Shalani Ahmed, his parents and others
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