Securities/Commodities/Exchanges Cases
Cases 1 - 10 of 30
U.S. Securities and Exchange Commission v. Hofmann We have downloadable decisions or orders for this case
as 1:2021cv07407
Plaintiff: U.S. Securities and Exchange Commission
Defendant: Klaus Hofmann
Cause Of Action: 15 U.S.C. § 77
Verica v. Veitinger et al
as 1:2021cv00759
Defendant: Geoffrey M. Parker, David Bonita, David Hirsch and others
Nominal Defendant: Tricida, Inc.
Plaintiff: Emily Verica
Klaus v. Millendo Therapeutics, Inc. et al
as 1:2021cv03745
Plaintiff: Oliver Klaus
Defendant: James Hindman, Julia C. Owens, John P. Howe III and others
Goodman v. Klaerner et al
as 1:2021cv00510
Defendant: David Bonita, Klaus Veitinger, David Hirsch and others
Nominal Defendant: Tricida, Inc.
Plaintiff: Alec Goodman
Ricks v. Alpern, et al.
as 1:2021cv00205
Defendant: Geoffrey M. Parker, David Bonita, David Hirsch and others
Nominal Defendant: Tricida, Inc.
Plaintiff: Gary Ricks, Alec Goodman and Emily Verica
James et al v. Valo et al We have downloadable decisions or orders for this case
as 4:2019cv00801
Plaintiff: Sandip Chizar, Dominic Leon van Elzelingen, Wojciech Piotr Pawlowski and others
Defendant: Justin Erik Valo, Verge Crypto-Currency General Partnership, Justin E. Valo and others
Not Classified By Court: Larry Boyd
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
SULLIVAN v. ARCONIC INC. et al
as 2:2017cv01213
Plaintiff: JANET L. SULLIVAN
Defendant: ARCONIC INC., KLAUS KLEINFELD, ROBERT S. COLLINS and others
Cause Of Action: 15 U.S.C. § 77
HOWARD v. ARCONIC INC et al We have downloadable decisions or orders for this case
as 2:2017cv01057
Plaintiff: MARTIN HOWARD
Defendant: ARCONIC INC and KLAUS KLEINFELD
Movant: IRONWORKERS LOCALS 40, 361 & 417- UNION SECURITY FUNDS , IRON WORKERS LOCAL 580 - JOINT FUNDS and SHOPMEN FUND
Cause Of Action: 15 U.S.C. § 78
Sullivan v. Arconic Inc. et al
as 1:2017cv05456
Plaintiff: Janet L Sullivan
Defendant: Arconic Inc. , Klaus Kleinfeld , Robert S Collins and others
Cause Of Action: 15 U.S.C. § 77
Tripson v. Arconic Inc. et al
as 1:2017cv05369
Plaintiff: Frank Tripson
Defendant: Arconic Inc. and Klaus Kleinfeld
Cause Of Action: 15 U.S.C. § 78

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