Cases 1 - 5 of 5
KDH Consulting Group LLC v. Iterative Capital Management L.P. et al
as 1:2020cv03274
Defendant:
Iterative Capital GP, LLC, Iterative Capital Management L.P., Christopher Dannen and others
Plaintiff:
KDH Consulting Group LLC
Cause Of Action: 15 U.S.C. § 77
Securities and Exchange Commission v. OTC Capital Partners, LLC et al
as 1:2016cv20270
Defendant:
OTC Capital Partners, LLC, Adi M. Elfenbein and Joseph L. Pittera
Plaintiff:
Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 0077
US Commodity Futures Trading Commission v. OTC Investments LLC et al
as 1:2015cv00081
Plaintiff:
US Commodity Futures Trading Commission
Defendant:
OTC Investments LLC, Forex Currency Trade Advisors, LLC and Barry C. Taylor
Cause Of Action: 7 U.S.C. § 6
Securities and Exchange Commission v. Recycle Tech, Inc. et al
as 1:2012cv21656
Plaintiff:
Securities and Exchange Commission
Defendant:
Recycle Tech, Inc., Ryan Gonzalez, OTC Solutions LLC and others
Cause Of Action: 15 U.S.C. § 0077
Joseph Shanis v. Putnam Investments Trust
as 09-1792
Plaintiff - Appellant:
JOSEPH SHANIS and LEAD PLAINTIFF OHIO TUITION TRUST AUTHORITY
Plaintiff:
DIANE SAUNDERS, on behalf of herself and all others similarly situated, THOMAS W. FORSTER, THE CITY OF SUNRISE GENERAL EMPLOYEES' RETIREMENT PLAN and others
Defendant - Appellee:
PUTNAM INVESTMENTS TRUST, PUTNAM INVESTMENT MANAGEMENT, LLC, JAMES PRUSKO and others
Defendant - None:
PUTNAM FIDUCIARY TRUST COMPANY, PRUDENTIAL SECURITIES, INCORPORATED, LINCOLN FINANCIAL ADVISORS CORPORATION and others
Movant - None:
JILL LYNN BAILIN, PUTNAM FUNDS, JOANNE S. BASEMAN and others
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