Cases 31 - 40 of 97
First Capital Real Estate Inve v. SDDCO Brokerage Advisors, LLC
as 19-670
Respondent / Appellee:
SDDCO Brokerage Advisors, LLC
Respondent:
Financial Industry Regulatory Authority, Inc.
Petitioner / Appellant:
First Capital Real Estate Investments, LLC, a California limited liability company
Fifield v. MML Investors Services, LLC et al
as 2:2018cv13580
Respondent:
MML Investors Services, LLC, LPL Financial, LLC and Financial Industry Regulatory Authority, Inc.
Claimant:
Kevin Clayton Fifield
Cause Of Action: 09 U.S.C. § 1
Gregory Acosta v. Financial Industry Regulatory Authority, Inc.
as 2:2018cv07432
Defendant:
Financial Industry Regulatory Authority, Inc.
Plaintiff:
Gregory Acosta
Cause Of Action: 28 U.S.C. § 2201
Deutsch v. Fidelity Brokerage Services LL
as 18-1896
Petitioner - Appellant:
Peter E. Deutsch and William J. Deutsch
Respondent - Appellee:
Fidelity Brokerage Services LLC and National Financial Services LLC
Defendant:
Financial Industry Regulatory Authority, Inc., ("FINRA")
Fidelity Brokerage Services LL v. Deutsch
as 18-1774
Petitioner - Appellee:
Fidelity Brokerage Services LLC and National Financial Services LLC
Respondent - Appellant:
Peter E. Deutsch and William J. Deutsch
Defendant:
Financial Industry Regulatory Authority, Inc., (FINRA)
John Hurry, et al v. FINRA, et al
as 18-15748
Plaintiff / Appellant:
JOHN J. HURRY, JUSTINE HURRY, INVESTMENT SERVICES CORPORATION, an Arizona corporation and others
Defendant / Appellee:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. (FINRA), a Delaware corporation and SCOTT M. ANDERSON
John Hurry, et al v. FINRA, et al
as 18-15748
Plaintiff - Appellant:
JOHN J. HURRY, JUSTINE HURRY, INVESTMENT SERVICES CORPORATION, an Arizona corporation and others
Defendant - Appellee:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. (FINRA), a Delaware corporation and SCOTT M. ANDERSON
Fifield v. MML Investors Services, LLC et al
as 2:2018cv11301
Plaintiff:
Kevin Clayton Fifield
Defendant:
MML Investors Services, LLC, LPL Financial LLC and Financial Industry Regulatory Authority, Inc.
First Capital Real Estate Investments, L.L.C. v. SDDCO Brokerage Advisors, LLC et al
as 1:2018cv02013
Petitioner:
First Capital Real Estate Investments, L.L.C.
Respondent:
SDDCO Brokerage Advisors, LLC and Financial Industry Regulatory Authority, Inc.
Cause Of Action: 09 U.S.C. § 12
Fifield v. Securities America, Inc. et al
as 2:2018cv10150
Movant:
Kevin Clayton Fifield
Respondent:
Securities America, Inc. and Financial Industry Regulatory Authority, Inc.
Cause Of Action: 9 U.S.C. § 9
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