Cases 11 - 20 of 32
Securities And Exchange Commission v. Daifotis et al
as 3:2011cv00137
Plaintiff:
Securities And Exchange Commission
Defendant:
Kimon Daifotis and Randall Merk
Not Classified By Court:
Financial Industry Regulatory Authority, Inc.,
Intervenor:
Charles Schwab & Co., Inc., Schwab Investments, Charles Schwab Investment Management, Inc. and others
Cause Of Action: 15 U.S.C. § 78
Peate v. Charles Schwab Investment Management, Inc. et al
as 3:2010cv05267
Plaintiff:
Garfield Peate
Defendant:
Charles Schwab Investment Management, Inc., Schwab Investments and Charles Schwab & Co., Inc.
Cause Of Action: 28 U.S.C. § 1332
Peate v. Charles Schwab Investment Management, Inc. et al
as 4:2010cv05267
Plaintiff:
Garfield Peate
Defendant:
Charles Schwab Investment Management, Inc., Schwab Investments and Charles Schwab & Co., Inc.
Cause Of Action: 28 U.S.C. § 1332
Smit v. Charles Schwab & Co. Inc. et al
as 5:2010cv03971
Plaintiff:
Jerry Smit
Defendant:
Charles Schwab & Co. Inc. , Schwab Investments and Charles Schwab Investment Management, Inc.
Cause Of Action: 28 U.S.C. § 1332
Smit v. Charles Schwab & Co. Inc. et al
as 3:2010cv03971
Plaintiff:
Jerry Smit
Defendant:
Charles Schwab & Co. Inc., Schwab Investments and Charles Schwab Investment Management, Inc.
Cause Of Action: 28 U.S.C. § 1332
v. The Charles Schwab Corporation et al
as 1:2009cv00388
Defendant:
The Charles Schwab Corporation, Charles Schwab Investment Management, Inc. and Charles Schwab & Co., Inc.
Plaintiff:
Thomas S Darnall
Cause Of Action: 28 U.S.C. § 1332 Diversity-Fraud
Northstar Financial Advisors, v. Schwab Investments, et al
as 09-16347
Plaintiff - Appellee:
NORTHSTAR FINANCIAL ADVISORS, INC.
Defendant - Appellant:
SCHWAB INVESTMENTS and CHARLES SCHWAB INVESTMENT MANAGEMENT, INC.
Schwab Investments, et al v. Northstar Financial Advisor
as 09-80076
Petitioner:
SCHWAB INVESTMENTS and CHARLES SCHWAB INVESTMENT MANAGEMENT, INC.
Respondent:
NORTHSTAR FINANCIAL ADVISORS, INC.
Northstar Financial Advisors Inc. v. Schwab Investments et al
as 3:2008cv04119
Plaintiff:
Northstar Financial Advisors Inc., Northstar Financial Advisors Inc. and Northstar Financial Advisors Inc.
Defendant:
Schwab Investments, Charles Schwab & Co. Inc., Charles Schwab Investment Management, Inc. and others
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Bohl et al v. The Charles Schwab Corporation et al
as 3:2008cv02984
Plaintiff:
R. Daniel Bohl, R. Daniel Bohl, Garfield Peate and others
Defendant:
The Charles Schwab Corporation, The Charles Schwab Corporation, Charles Schwab & Co., Inc. and others
Miscellaneou:
YieldPlus Investor Group
Cause Of Action: Federal Question
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