Cases 31 - 40 of 49
Series 7 Broker Qualification
as 07-7162
:
In re: Series 7 Broker Qualification Exam Scoring Litigation
Plaintiff - Appellant:
William Lowe, Timothy Wallin, Linda Cutler and others
Defendant - Appellee:
The National Association of Securities Dealers, Inc. and EDS Corporation
Bastidas et al v. 80 Lafayette Associates, LLC et al
as 1:2007cv08278
Plaintiff:
Ramiro Bastidas and Zoila Bastidas
Defendant:
80 Lafayette Associates, LLC, Alan Kasman DBA Kasco, American Express Bank, Ltd. and others
Cause Of Action: 49 U.S.C. § 40101 Air Trans. Safety and Sys. Stabilization Act
Solis v. One Liberty Plaza et al
as 1:2007cv08287
Plaintiff:
Ignacio C. Solis
Defendant:
One Liberty Plaza, New Liberty Plaza L.P., World Financial Properties, L.P. and others
Cause Of Action: 28 U.S.C. § 1331 Fed. Question: Personal Injury
Fiero et al v. National Association of Securities Dealers, Inc.
as 1:2007cv07679
Plaintiff:
John J. Fiero and Fiero Brothers, Inc.
Defendant:
National Association of Securities Dealers, Inc.
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Valentine et al v. National Association Of Securities Dealers, Inc. et al
as 5:2007cv00091
Plaintiff:
Gene C. Valentine, Gene C. Valentine, Gene C. Valentine and others
Defendant:
National Association Of Securities Dealers, Inc., Nasd Dispute Resolution, Inc. and John Does 1-10
Cause Of Action: 28 U.S.C. § 2201 Declaratory Judgment
Conseco Securities, Inc. v. National Association of Securities Dealers, Inc.
as 5:2007cv00247
Plaintiff:
Conseco Securities, Inc.
Defendant:
National Association of Securities Dealers, Inc.
Cause Of Action: 28 U.S.C. § 1391 Personal Injury
Karsner, Joseph v. Lothian, Pamela, et al
as 07-7080
Appellee:
Joseph R. Karsner, IV, Pamela Lothian and The National Association of Securities Dealers, Inc.
Intervenor For Defendant - Appellant:
Melanie Senter Lubin, Maryland Securities Commissioner
Amicus Curiae:
North American Securities Administrators Association, Inc.
Amicus Curiae For Appellant:
Public Investors Arbitration Bar Association
WIERENGA v. NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC.
as 1:2007cv00674
Plaintiff:
LOUIS WIERENGA
Defendant:
NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC.
Cause Of Action: 28 U.S.C. § 1332 Diversity-Contract Dispute
in the matter of Lugano Group Incorporated
as 2:2007cv01821
Petitioner:
Lugano Group Incorporated
Defendant:
National Association of Securities Dealers, Inc. and National Association of Securities Dealers, Inc.
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Vasquez et al v. 90 Church Street Limited Partnership et al
as 1:2007cv02708
Plaintiff:
Jose Vasquez and Liliana G. Vasquez
Defendant:
100 Church, LLC, 90 Church Street Limited Partnership, Ambient Group, Inc. and others
Cause Of Action: 49 U.S.C. § 40101 Air Trans. Safety and Sys. Stabilization Act
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