Cases 1 - 10 of 33
Zahringer v. Financial Industry Regulatory Authority
as 1:2024cv21135
Petitioner:
Mr. James Zahringer
Respondent:
Financial Industry Regulatory Authority (FINRA)
Cause Of Action: 09 U.S.C. § 0009 Motion to confirm arbitration award
Lubovich et al v. Financial Industry Regulatory Authority, Inc.
as 9:2023cv81580
Plaintiff:
Jandra Stephen Lubovich and Aaron Chaim Lupuloff
Defendant:
Financial Industry Regulatory Authority, Inc.
Cause Of Action: 09 U.S.C. § 0009 Motion to confirm arbitration award
Lubovich et al v. Byrnes, as Trustee of the Yife Tien Irrevocable Dynasty Trust et al
as 1:2023cv23813
Petitioner:
Jandra Stephen Lubovich, Jon Cary Cooper, Aaron Chaim Lupuloff and others
Respondent:
John Byrnes, as Trustee of the Yife Tien Irrevocable Dynasty Trust, Lucy Chua, as Trustee of the Yife Tien Irrevocable Dynasty Trust, Rocky Vista University, LLC and others
Cause Of Action: 09 U.S.C. § 0009 Motion to confirm arbitration award
Roza Tawil v. Financial Industry Regulatory Authority
as 23-12763
Plaintiff / Appellant:
ROZA TAWIL
Defendant / Appellee:
FINANCIAL INDUSTRY REGULATORY AUTHORITY
UBS Financial Services, Inc. v. Financial Industry Regulatory Authority
as 9:2023cv81126
Plaintiff:
UBS Financial Services, Inc.
Defendant:
Financial Industry Regulatory Authority
Cause Of Action: 09 U.S.C. § 0009 Motion to confirm arbitration award
Milon v. Ilich-Ernst et al
as 3:2023cv00642
Plaintiff:
Gail Milon
Defendant:
Jasminka Ilich-Ernst and Financial Industry Regulatory Authority
Cause Of Action: 09 U.S.C. § 10 Petition to Vacate Arbitration Award
Park v. E-Trade Financial Corporate Services, Inc. et al
as 2:2023cv00069
Plaintiff:
Jae Hyun Park
Defendant:
E-Trade Financial Corporate Services, Inc., E-Trade Securities, LLC and Financial Industry Regulatory Authority, Inc.
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
TAWIL v. FINANCIAL INDUSTRY REGULATORY AUTHORITY
as 4:2022cv00440
Plaintiff:
Roza Mohammad Tawil
Defendant:
FINANCIAL INDUSTRY REGULATORY AUTHORITY
Cause Of Action: 12 U.S.C. § 22 Securities Fraud
Scottsdale Capital Advisors Corporation et al
as 8:2022cv02347
Plaintiff:
Scottsdale Capital Advisors Corporation and Alpine Securities Corporation
Defendant:
Financial Industry Regulatory Authority, Inc.
Intervenor Defendant:
United States of America
Cause Of Action: 28 U.S.C. § 2201 Constitutionality of State Statute(s)
Heslin Gallagher v. Financial Industry Regulatory Authority, Inc.
as 21-13605
Plaintiff / Appellant:
HESLIN GALLAGHER
Defendant / Appellee:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
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