Cases 1 - 10 of 22
Zahringer v. Financial Industry Regulatory Authority
as 1:2024cv21135
Petitioner:
Mr. James Zahringer
Respondent:
Financial Industry Regulatory Authority (FINRA)
Cause Of Action: 09 U.S.C. § 0009 Motion to confirm arbitration award
Lubovich et al v. Financial Industry Regulatory Authority, Inc.
as 9:2023cv81580
Plaintiff:
Jandra Stephen Lubovich and Aaron Chaim Lupuloff
Defendant:
Financial Industry Regulatory Authority, Inc.
Cause Of Action: 09 U.S.C. § 0009 Motion to confirm arbitration award
Lubovich et al v. Byrnes, as Trustee of the Yife Tien Irrevocable Dynasty Trust et al
as 1:2023cv23813
Petitioner:
Jandra Stephen Lubovich, Jon Cary Cooper, Aaron Chaim Lupuloff and others
Respondent:
John Byrnes, as Trustee of the Yife Tien Irrevocable Dynasty Trust, Lucy Chua, as Trustee of the Yife Tien Irrevocable Dynasty Trust, Rocky Vista University, LLC and others
Cause Of Action: 09 U.S.C. § 0009 Motion to confirm arbitration award
UBS Financial Services, Inc. v. Financial Industry Regulatory Authority
as 9:2023cv81126
Plaintiff:
UBS Financial Services, Inc.
Defendant:
Financial Industry Regulatory Authority
Cause Of Action: 09 U.S.C. § 0009 Motion to confirm arbitration award
Milon v. Ilich-Ernst et al
as 3:2023cv00642
Plaintiff:
Gail Milon
Defendant:
Jasminka Ilich-Ernst and Financial Industry Regulatory Authority
Cause Of Action: 09 U.S.C. § 10 Petition to Vacate Arbitration Award
TAWIL v. FINANCIAL INDUSTRY REGULATORY AUTHORITY
as 4:2022cv00440
Plaintiff:
Roza Mohammad Tawil
Defendant:
FINANCIAL INDUSTRY REGULATORY AUTHORITY
Cause Of Action: 12 U.S.C. § 22 Securities Fraud
Scottsdale Capital Advisors Corporation et al
as 8:2022cv02347
Plaintiff:
Scottsdale Capital Advisors Corporation and Alpine Securities Corporation
Defendant:
Financial Industry Regulatory Authority, Inc.
Intervenor Defendant:
United States of America
Cause Of Action: 28 U.S.C. § 2201 Constitutionality of State Statute(s)
Gallagher v. Financial Industry Regulatory Authority, Inc.
as 9:2021cv81394
Plaintiff:
Heslin Gallagher
Defendant:
Financial Industry Regulatory Authority, Inc.
Cause Of Action: 15 U.S.C. § 0078
Grante v. The PNC Financial Services Group, Inc. et al
as 9:2018cv81754
Defendant:
Visa, Inc., Financial Industry Regulatory Authority, The Unknown Insurance Company for PNC and the PNC Financial Services Group, Inc. and others
Plaintiff:
Steele Grante
Cause Of Action: 28 U.S.C. § 1331
Grante v. Westera Credit Union et al
as 9:2018cv81736
Defendant:
Visa, Inc., The Unkown Insurance Company for Visa and Visa, Inc., Westera Credit Union and others
Plaintiff:
Steele Grante
Cause Of Action: 15 U.S.C. § 1681
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