Cases 1 - 10 of 10
DOHERTY et al v. FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. et al
as 2:2023mc00088
Plaintiff:
GUDRYN K. DOHERTY, FAUN DOHERTY and EDWARD E. QUAM
Defendant:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. and RICHARD BERRY
Cause Of Action: 28 U.S.C. § 1332 Diversity-Injunctive & Declaratory Relief
BLACKBOOK CAPITAL INC et al v. THE FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
as 2:2019cv21772
Plaintiff:
FRANKLIN OGELE and BLACKBOOK CAPITAL INC
Defendant:
THE FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. and JOHN DOES 1-10
Cause Of Action: 05 U.S.C. § 702
BLACKBOOK CAPITAL, INC. et al v. THE FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
as 2:2019cv21492
Plaintiff:
FRANKLIN OGELE and BLACKBOOK CAPITAL, INC.
Defendant:
THE FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Cause Of Action: 05 U.S.C. § 702
WELLS FARGO CLEARING SERVICES LLC v. DI IANNI et al
as 2:2019cv02514
Respondent:
MICHAEL AND JANICE DI IANNI
Nominal Defendant:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Petitioner:
WELLS FARGO CLEARING SERVICES LLC
Cause Of Action: 28 U.S.C. § 1332
B.E. Capital Management Fund LP v. Financial Industry Regulatory Authority, Inc. et al
as 1:2017cv00311
Plaintiff:
B.E. Capital Management Fund LP
Defendant:
Financial Industry Regulatory Authority, Inc. and Depository Trust Company
Cause Of Action: 28 U.S.C. § 2201
GALANTE v. FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. et al
as 2:2016cv05198
Plaintiff:
BARBARA GALANTE
Defendant:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. and SUN LIFE ASSURANCE COMPANY OF CANADA
Cause Of Action: 29 U.S.C. § 1132
MARCINIAK v. WELLS FARGO ADVISORS, LLC et al
as 5:2015mc00171
Petitioner:
STEVE W. MARCINIAK
Respondent:
WELLS FARGO ADVISORS, LLC and FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Cause Of Action: Civil Miscellaneous Case
Type:
Other Statutes
Plaintiff v. Defendant
as 1:2013cv01053
Plaintiff:
Plaintiff v. Defendant
Defendant:
Plaintiff v. Defendant
Cause Of Action: 18 U.S.C. § 241 Conspiracy Against Citizen Rights
ACKERMAN v. ROBBINS et al
as 2:2012cv07520
Plaintiff:
JAMES ACKERMAN
Defendant:
JACK ROBBINS, MYRNA ROBBINS and FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Cause Of Action: 28 U.S.C. § 2201 Injunction
MARKET STREET SECURITIES, INC. et al v. NASDAQ OMX PHLX LLC et al
as 2:2012cv01304
Plaintiff:
MARKET STREET SECURITIES, INC. and STEPHEN CHESELDINE
Defendant:
NASDAQ OMX PHLX LLC and FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Cause Of Action: 15 U.S.C. § 78
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