Cases 61 - 70 of 136
B.E. Capital Management Fund LP v. Financial Industry Regulatory Authority, Inc. et al
as 1:2017cv00311
Plaintiff:
B.E. Capital Management Fund LP
Defendant:
Financial Industry Regulatory Authority, Inc. and Depository Trust Company
Cause Of Action: 28 U.S.C. § 2201
Hadden v. UBS Financial Services Inc. et al
as 3:2017cv00053
Petitioner:
Harry M. Hadden, III
Respondent:
UBS Financial Services Inc. and Financial Industry Regulatory Authority, Inc.
Cause Of Action: 9 U.S.C. § 9
Coleman v. Dangreen LLC et al
as 1:2016cv08600
Petitioner:
Paul J. Coleman
Respondent:
Dangreen LLC, Danwash LLC and Financial Industry Regulatory Authority, Inc.
Cause Of Action: 9 U.S.C. § 9
The Georgia Republican Party, et al v. Securities and Exchange Commis, et al
as 16-16623
Petitioner:
THE GEORGIA REPUBLICAN PARTY, NEW YORK REPUBLICAN STATE COMMITTEE and TENNESSEE REPUBLICAN PARTY
Respondent:
SECURITIES AND EXCHANGE COMMISSION and FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
GALANTE v. FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. et al
as 2:2016cv05198
Plaintiff:
BARBARA GALANTE
Defendant:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. and SUN LIFE ASSURANCE COMPANY OF CANADA
Cause Of Action: 29 U.S.C. § 1132
Financial Industry Regulatory Authority, Inc. v. Imbesi Law P.C. et al
as 1:2016cv06646
Plaintiff:
Financial Industry Regulatory Authority, Inc.
Defendant:
Imbesi Law P.C. and Vincent Imbesi
Cause Of Action: 15 U.S.C. § 1051
Hutchinson et al v. Credit Suisse Securities (USA) LLC et al
as 1:2016cv05703
Plaintiff:
Mark Hutchinson , John Cochrane , David Hirsch and others
Defendant:
Credit Suisse Securities (USA) LLC and Financial Industry Regulatory Authority, Inc.
Cause Of Action: 28 U.S.C. § 1441
Scottsdale Capital Advisors v. Financial Industry Regulatory
as 16-1497
Plaintiff / Appellant:
SCOTTSDALE CAPITAL ADVISORS CORPORATION, JOHN J. HURRY, TIMOTHY B. DIBLASI and others
Defendant / Appellee:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Amicus Curiae:
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Scottsdale Capital Advisors v. Financial Industry Regulatory
as 16-1497
Plaintiff - Appellant:
SCOTTSDALE CAPITAL ADVISORS CORPORATION, JOHN J. HURRY, TIMOTHY B. DIBLASI and others
Defendant - Appellee:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Webb et al v. Financial Industry Regulatory Authority, Inc.
as 1:2016cv04664
Defendant:
Financial Industry Regulatory Authority, Inc.
Plaintiff:
Nicholas Webb and Thad Beversdorf
Cause Of Action: 28 U.S.C. § 1331 Federal Question
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