Securities/Commodities/Exchanges Cases
SMITH et al v. DAVIS et al
as 2:2021cv01007
Plaintiff: ANN SMITH, BLAIR SMITH and THE ANN SMITH CHILDREN ILIT
Defendant: BRYAN DAVIS, THE ADVISORS LLC, LPL FINANCIAL LLC and others
Cause Of Action: 18 U.S.C. § 1962
Denson et al v. LPL Financial, LLC et al
as 1:2017cv00215
Plaintiff: Olan Weeks and Elijah Denson, Jr
Defendant: LPL Financial, LLC and Jason N Anderson
Cause Of Action: 28 U.S.C. § 1332
Hartman v. Lewis et al
as 2:2013cv01835
Defendant: Financial Independence Group, LPL Financial LLC and Richard Lewis
Plaintiff: Ann T Hartman
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.


Why Is My Information Online?