Cases filed in the U.S. Court of Appeals, Second Circuit
City of Providence, Rhode v. Bats Global Markets, Inc.
as 22-920
Plaintiff: Plumbers and Pipefitters National Pension Fund, Forsta AP-fonden, StateBoston Retirement System and others
Plaintiff / Appellant: City of Providence, Rhode Island, individually and on behalf of all others similarly situated, Employees' Retirement System of the Government of the Virgin Islands, United Association National Pension Fund and others
Defendant: Wedbush Securities, Inc., Tradework Inc., Bids Trading, L.P. and others
Defendant / Appellee: Chicago Stock Exchange, Inc., Direct Edge ECN, L.L.C., The Nasdaq Stock Market L.L.C. and others
Nasdaq, Inc. v. ETF Managers Group, LLC
as 20-300
Defendant: Samuel Masucci
Counter Claimant: ETF Managers Group, LLC and Exchange Traded Managers Group, LLC
Plaintiff: Nasdaq, Inc.
Downey v. United States of America
as 19-2968
Defendant / Appellee: Asoka Woehrmann, DWS Trust Company, William P. Barr, DOJ - Attorney General, President Robert W. Cook, FINRA - Financial Industry Regulatory Authority and others
Plaintiff / Appellant: Mark Downey
In Re:Barclays Liquidity Cross We have downloadable decisions or orders for this case
as 15-3057
Plaintiff: Great Pacific Securities, on behalf of itself and all others similarly situated, American European Insurance Company, James J. Flynn and others
Plaintiff - Appellant: City of Providence, Rhode Island, Employees' Retirement System of the Government of the Virgin Islands, Plumbers and Pipefitters National Pension Fund and others
Defendant - Appellee: Bats Global Markets, Inc., Chicago Stock Exchange Inc., Direct Edge ECN, LLC and others
Defendant: Does, 1-5, inclusive, Barclays Capital Inc. and Barclays PLC
Amicus Curiae: United States Securities and Exchange Commission
Lanier v. Bats Exchange, Inc. We have downloadable decisions or orders for this case
as 15-1693
Plaintiff - Appellant: Harold R. Lanier, on behalf of himself invidividually, and on behalf of all others similarly situated
Defendant - Appellee: Bats Exchange, Inc., Chicago Board Options Exchange Inc., Bats Y-Exchange, Inc. and others
Lanier v. Bats Exchange, Inc. We have downloadable decisions or orders for this case
as 15-1683
Plaintiff - Appellant: Harold R. Lanier, on behalf of himself individually and on behalf of others similarly situated
Defendant - Appellee: Bats Exchange, Inc., Bats Y-Exchange, Inc., Chicago Board Options Exchange Inc. and others
Lanier v. Bats Exchange, Inc. We have downloadable decisions or orders for this case
as 15-1700
Plaintiff - Appellant: Harold R. Lanier, on behalf of himself, individually, and on behalf of all others similarly situated
Defendant - Appellee: Bats Exchange, Inc., Box Options Exchange LLC, C2 Options Exchange, Incorporated and others
Nisser v. New York Stock Exchange
as 13-886
Plaintiff - Appellant: Glenk Nisser
Defendant - Appellee: New York Stock Exchange, Euronext, European and others
Cleantech Innovations, Inc. v. Nasdaq Stock Market, LLC
as 12-524
Plaintiff - Appellant: Cleantech Innovations, Inc.
Defendant - Appellee: Nasdaq Stock Market, LLC, Merit E. Janow, Stephen D. Barrett and others

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