Other Statutes Cases
Dowe v. Prudential Financial Inc.
as 21-3069
Plaintiff / Appellant: Maureen Dowe, individually and on behalf of those Class Members similarly situated, Elvie Moore and Esther Buckram
Defendant / Appellee: Leeds, Morelli and Brown PC, Leeds, Morelli and Brown LLP, Lenard Leeds and others
Defendant: Prudential Financial Inc., successor to Prudential Securities Inc., Leeds and Morelli, Gerald E. Harper and others
Dowe v. Prudential Financial Inc.
as 20-16
Defendant / Appellant: Leeds, Morelli and Brown LLP, Steven A. Morelli, Leeds, Morelli and Brown PC and others
Defendant: Eric Schwimmer, Prudential Financial Inc., parent and successor in interest to Prudential Securities Incorporated, Gerald E. Harper and others
Plaintiff / Appellee: Elvie Moore, Maureen Dowe, individually and on behalf of those Class Members similarly situated and Esther Buckram
Dowe v. Prudential Financial Inc.
as 19-4246
Defendant: Gerald E. Harper, Prudential Financial Inc., successor to Prudential Securities Inc., Paul, Weiss, Rifkind, Wharton and Garrison, LLP and others
Defendant / Appellee: Prudential Financial Inc., parent and successor in interest to Prudential Securities Incorporated, Leeds and Morelli, PC, Eric Schwimmer and others
Plaintiff / Appellant: Esther Buckram, Elvie Moore and Maureen Dowe, individually and on behalf of those Class Members similarly situated
Joseph Shanis v. Putnam Investments Trust
as 09-1792
Plaintiff - Appellant: JOSEPH SHANIS and LEAD PLAINTIFF OHIO TUITION TRUST AUTHORITY
Plaintiff: DIANE SAUNDERS, on behalf of herself and all others similarly situated, THOMAS W. FORSTER, THE CITY OF SUNRISE GENERAL EMPLOYEES' RETIREMENT PLAN and others
Defendant - Appellee: PUTNAM INVESTMENTS TRUST, PUTNAM INVESTMENT MANAGEMENT, LLC, JAMES PRUSKO and others
Defendant - None: PUTNAM FIDUCIARY TRUST COMPANY, PRUDENTIAL SECURITIES, INCORPORATED, LINCOLN FINANCIAL ADVISORS CORPORATION and others
Movant - None: JILL LYNN BAILIN, PUTNAM FUNDS, JOANNE S. BASEMAN and others
IN RE: ISSUER PLAINTIFF INITIAL PUBLIC OFFERING FEE ANTITRUST LITIGATION
as 1:2001cv02003
Plaintiff: MDCM Holdings, Inc. and Mortgage.com, Inc.
Defendant: DB Alex. Brown LLC, Credit Suisse First Boston Corporation, Donaldson, Lufkin & Jenrette, Inc. and others
Cause Of Action: 15 U.S.C. ยง 1 Antitrust Litigation (Monopolizing Trade)
SEC, et al v. Lomax, John H. We have downloadable decisions or orders for this case
as 97-5109
Plaintiff - Appellee: Securities and Exchange Commission
: Charles J. Debiase
Movant - Appellant: John H. Lomax, Ann D. Lomax, Emory C. Camp and others
Defendant - Appellee: Prudential Securities Incorporated

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