Cases 1 - 10 of 63
Securities and Exchange Commission v. Larmore et al
as 0:2024mc00010
Plaintiff:
Securities and Exchange Commission
Defendant:
Jonathan Larmore, ArciTerra Companies, LLC, ArciTerra Note Advisors II, LLC and others
United States Securities and Exchange Commission v. Phoenix Asset Group, LLC et al
as 0:2023cv02775
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Phoenix Asset Group, LLC and Robyn A. Bowman
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
U.S. Securities and Exchange Commission v. Spartan Trading Company, LLC et al
as 0:2023cv01997
Plaintiff:
U.S. Securities and Exchange Commission
Defendant:
Spartan Trading Company, LLC, Estate of Richard Myre, The, Estate of Dale Dahmen, The and others
Cause Of Action: 12 U.S.C. § 22 Securities Fraud
United States Securities and Exchange Commission v. Nordlund
as 0:2022cv02406
Plaintiff:
Securities and Exchange Commission and United States Securities and Exchange Commission
Defendant:
Jason Nordlund
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Securities and Exchange Commission v. Capsource, Inc. et al
as 0:2022mc00059
Plaintiff:
Securities and Exchange Commission
Defendant:
Capsource, Inc., Stephen J. Byrne and Gregory P. Herlean
Securities and Exchange Commission v. Pope
as 0:2022cv02155
Plaintiff:
Securities and Exchange Commission
Defendant:
David Pope
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Securities and Exchange Commission v. Tavlin et al
as 0:2022cv01723
Plaintiff:
Securities and Exchange Commission
Defendant:
Doron Tavlin, Afshin Farahan, David Gantman and others
Securities and Exchange Commission v. Straightpath Venture Partners LLC et al
as 0:2022mc00036
Plaintiff:
Securities and Exchange Commission
Defendant:
Straightpath Venture Partners LLC, Straightpath Management LLC, Brian K. Martinsen and others
United States Securities and Exchange Commission v. Heartland Group Ventures, LLC, The et al
as 0:2022mc00004
Defendant:
Manjit Singh Sahota, Heartland Group Ventures, LLC, The, Heartland Production and Recovery LLC and others
Plaintiff:
United States Securities and Exchange Commission
Receiver:
Deborah D. Wiliamson
United States Securities and Exchange Commission v. Carebourn Capital, L.P. et al
as 0:2021cv02114
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Carebourn Capital, L.P., Chip Alvin Rice and Carebourn Partners, LLC
Amicus Curiae:
Alternative Investment Management Association, Ltd., Trading and Markets Project, Inc. and National Association of Private Fund Managers
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