Cases 1 - 10 of 135
Securities and Exchange Commission v. Motil, et al.
as 1:2023cv01853
Plaintiff:
Securities and Exchange Commission
Defendant:
Matthew M. Motil, North Shore Equity Sales, LLC doing business as Marie Paul Company, North Shore Equity Management, LLC and others
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
U.S. Securities and Exchange Commission v. Thayer
as 1:2023cv00362
Plaintiff:
U.S. Securities and Exchange Commission
Defendant:
Patrick N Thayer
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Securities and Exchange Commission v. Swaffer et al
as 1:2022cv01554
Plaintiff:
Securities and Exchange Commission
Defendant:
Kris Swaffer, Sean K. Williams, POHIH, Inc. and others
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Securities and Exchange Commission v. Murray
as 5:2022cv01329
Plaintiff:
Securities and Exchange Commission
Defendant:
Robert L. Murray, Jr.
Cause Of Action: 12 U.S.C. § 22 Securities Fraud
U.S. Securities and Exchange Commission v. Hall et al
as 3:2021cv01597
Plaintiff:
United States Securities and Exchange Commission and U.S. Securities and Exchange Commission
Defendant:
Arthur Hall and Rising Biosciences, Inc.
Danziger v. U.S. Securities and Exchange Commission et. al.
as 3:2021cv00023
Defendant:
Croghan Bancshares, Inc. and U.S. Securities and Exchange Commission
Plaintiff:
Samuel R. Danziger
Cause Of Action: 28 U.S.C. § 1331
Securities and Exchange Commission v. Graham et al
as 1:2020cv02505
Defendant:
Larry Louis Matyas, Donald Lee Howard and Hughe Duwayne Graham
Plaintiff:
Securities and Exchange Commission
U.S. Securities and Exchange Commission v. Fries
as 1:2020cv00739
Defendant:
Scott Allen Fries
Plaintiff:
U.S. Securities and Exchange Commission
United States Securities and Exchange Commission v. Tropiano
as 1:2020cv01911
Defendant:
Dominic A. Tropiano
Plaintiff:
U.S. Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77
Filing Error
as 1:2020cv01762
Defendant:
RETIREMENT EVOLUTION INCOME FUND, LLC f/k/a RE INCOME FUND, LLC, JOSEPH W. LAFORTE a/k/a JOE MACK a/k/a/ JOE MACKI a/k/a JOE MCELHONE, ABFP MANAGEMENT COMPANY, LLC f/k/a/ PILLAR LIFE SETTLEMENT MANAGEMENT COMPANY, LLC and others
Receiver:
Ryan K. Stumphauzer, Esquire as Receiver for Complete Business Solutions Group, Inc. d/b/a PAR Funding
Plaintiff:
SECURITIES AND EXCHANGE COMMISSION
Cause Of Action: 12 U.S.C. § 22
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