Cases 31 - 40 of 358
Reynolds v. Scotttrade, Inc./TD Ameritrade, Inc. et al
as 1:2023cv00159
Plaintiff:
Atrella R Reynolds
Defendant:
Scotttrade, Inc./TD Ameritrade, Inc., Toronto-Dominion Bank doing business as TD Bank, N.A. doing business as TD Ameritrade, Charles Schwab Corporation and others
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Block v. U.S. Securities and Exchange Commission
as 1:2022cv01314
Plaintiff:
Carson Block
Defendant:
U.S. Securities and Exchange Commission
Cause Of Action: 05 U.S.C. § 552 Freedom of Information Act
U.S. Securities and Exchange Commission v. Lauer
as 2:2022cv01726
Plaintiff:
U.S. Securities and Exchange Commission
Defendant:
Ari J. Lauer
Cause Of Action: 12 U.S.C. § 22 Securities Fraud
U.S. Securities and Exchange Commission v. The Hydrogen Technology Corporation et al
as 1:2022cv08284
Plaintiff:
U.S. Securities and Exchange Commission
Defendant:
The Hydrogen Technology Corporation, Michael Ross Kane and Tyler Ostern
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
U.S. Securities and Exchange Commission v. Mendes et al
as 4:2022cv05340
Plaintiff:
U.S. Securities and Exchange Commission
Defendant:
John P. Mendes and Andre Dabbaghian
U.S. Securities and Exchange Commission v. Balina
as 1:2022cv00950
Plaintiff:
U.S. Securities and Exchange Commission
Defendant:
Ian Balina
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
U.S. Securities and Exchange Commission v. Spartan Securities Group, LTD, et al
as 22-13129
Plaintiff / Appellee:
U.S. SECURITIES AND EXCHANGE COMMISSION
Defendant / Appellant:
SPARTAN SECURITIES GROUP, LTD, ISLAND CAPITAL MANAGEMENT, CARL E. DILLEY and others
Not Classified By Court:
SERVICE
Securities and Exchange Commission v. Oppenheimer & Co. Inc.,
as 1:2022cv07801
Plaintiff:
U.S. Securities and Exchange Commission and Securities and Exchange Commission
Defendant:
Oppenheimer & Co. Inc.,
Cause Of Action: 28 U.S.C. § 1331 sv Fed. Question: Securities Violation
U.S. Securities and Exchange Commission v. Simmons
as 1:2022cv07081
Plaintiff:
U.S. Securities and Exchange Commission
Defendant:
Lee Simmons
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Mark Irvin Ritchie et al vs Securities and Exchange Commission et al
as 2:2022cv05845
Plaintiff:
Mark Irvin Ritchie, Patrick Jevon Johnson and State of Texas
Defendant:
Securities and Exchange Commission, U.S. Securities and Exchange Commission, Michael R. Sew Hoy and others
Cause Of Action: 18 U.S.C. § 1962 Racketeering (RICO) Act
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
