Cases 11 - 20 of 32
United States Securities & Exchange Commission v. Thompson
as 1:2020cv05205
Defendant:
Geoffrey J Thompson
Plaintiff:
United States Securities & Exchange Commission
Cause Of Action: 15 U.S.C. § 77
United States Securities & Exchange Commission v. Ho
as 6:2017cv00895
Plaintiff:
United States Securities & Exchange Commission
Defendant:
Victory Ho
Cause Of Action: 15 U.S.C. § 78
Dunn et al v. United States Securities & Exchange Commission
as 3:2017mc00010
Petitioner:
Steven R Dunn and Dunn Firm PC
Respondent:
United States Securities & Exchange Commission
Cause Of Action: Civil Miscellaneous Case
United States Securities & Exchange Commission v. Kellogg
as 1:2016cv05384
Plaintiff:
United States Securities & Exchange Commission
Defendant:
Eric J Kellogg
Cause Of Action: 12 U.S.C. § 22
Securities and Exchange Commission v. Zeringue et al
as 3:2015cv00405
Plaintiff:
United States Securities & Exchange Commission
Defendant:
Scott Zeringue, Jesse Roberts, III and Billy Joe Adcox, Jr
Cause Of Action: 15 U.S.C. § 78
United States Securities & Exchange Commission v. Goyal et al
as 3:2014mc00065
Plaintiff:
United States Securities & Exchange Commission
Defendant:
Neal V. Goyal, Caldera Advisors, LLC and Blue Horizon Asset Management, LLC
Receiver:
Kevin B. Duff
Cause Of Action: 28 U.S.C. § 754
Type:
Other Statutes
United States Securities & Exchange Commission v. Smith
as 2:2012mc14080
Plaintiff:
United States Securities & Exchange Commission
Defendant:
Lynn A Smith
Cause Of Action: Registration of Foreign Judgment
Hunter MA Carr v. United States Securities & Exchange Commission
as 4:2012mc00087
Movant:
Hunter M A Carr
Respondent:
United States Securities & Exchange Commission
In Re: Securities and Exchange
as 11-5375
Petitioner:
United States Securities & Exchange Commission
Respondent:
Citigroup Global Markets Inc.
United States Securities & Exc v. Citigroup Global Markets Inc.
as 11-5242
Plaintiff - Appellant-Cross-Appellee:
United States Securities & Exchange Commission
Defendant - Appellee-Cross-Appellant:
Citigroup Global Markets Inc.
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
