First Circuit Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings

Cases filed

Cases 1 - 10 of 579
Popular Securities, LLC et al v. Matienzo-Carrion et al
as 3:2015cv01050
Plaintiff: Popular Securities, LLC , Arturo Valldejuly
Defendant: Roxana Matienzo-Carrion, Joaquin Monserrate-Matienzo
Cause Of Action: Enforcement of Arbitration Award
Securities and Exchange Commission v. Thibeault et al We have downloadable decisions or orders for this case
as 1:2015cv10050
Plaintiff: Securities and Exchange Commission
Defendant: Daniel Thibeault, GL Captial Partners LLC, GL Investments Services LLC and others
Cause Of Action: Securities Exchange Act
Securities and Exchange Commission v. Present
as 1:2014cv14692
Plaintiff: Securities and Exchange Commission
Defendant: Howard B Present
Cause Of Action: Securities Fraud
McClure v. RUSSELL INVESTMENT MANAGEMENT COMPANY et al
as 1:2014cv14358
Defendant: RUSSELL INVESTMENT MANAGEMENT COMPANY , Russell Fund Services Company
Plaintiff: Fred McClure
Cause Of Action: Fed. Question
Norfolk County Retirement System v. Gutierrez et al
as 1:2014cv00547
Plaintiff: Norfolk County Retirement System
Defendant: Morgan Stanley & Co. LLC, Matthew E. Massengill, Thomas Gutierrez and others
Cause Of Action: Securities Exchange Act
Kader v. Sarepta Therapeutics, Inc. et al
as 1:2014cv14318
Defendant: Christopher Garabedian, Sarepta Therapeutics, Inc., Sandesh Mahatme
Plaintiff: William Kader
Cause Of Action: m(a) Securities Exchange Act
Commodity Futures Trading Comm v. Wilson, et al
as 14-2224
Plaintiff - Appellant: COMMODITY FUTURES TRADING COMMISSION
Defendant - Appellee: JOHN B. WILSON, JBW CAPITAL, LLC
Walpole v. Gutierrez et al
as 1:2014cv00507
Defendant: Thomas Gutierrez, Richard J. Gaynor, Kanwardev Raja Singh Bal
Plaintiff: Bob Walpole
Cause Of Action: Securities Exchange Act
Commodity Futures Commodity Fu v. Wilson, et al
as 14-2173
Plaintiff - Appellee: COMMODITY FUTURES TRADING COMMISSION
Defendant - Appellant: JOHN B. WILSON, JBW CAPITAL, LLC
Securities and Exchange Commission v. Weed et al
as 1:2014cv14099
Defendant: Coleman Flaherty III , Thomas Brazil, Richard Weed
Plaintiff: Securities and Exchange Commission
Cause Of Action: m(a) Securities Exchange Act
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