First Circuit Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings

Cases filed

Cases 1 - 10 of 584
Darby v. Clay et al
as 1:2015cv11671
Cause Of Action: Securities Exchange Act
Huckins Williams, et al v. Welch, et al
as 15-1468
Plaintiff: JUDITH HUCKINS WILLIAMS, JAMES P. PELHAM, JR., WILLIAM WEDDLE and others
Plaintiff - Appellant: FELDMAN, SHAPERO, CARTER AND SMITH INVESTOR GROUP, Lead Plaintiff
Defendant - Appellee: PATRICK J. WELCH, LISA DONAHUE, TERRENCE RONAN and others
Movant: JOHN TRACY, BELINDA TRACY, BELINDA TRACY and others
Securities and Exchange Commission v. Capital Financial Partners, LLC et al We have downloadable decisions or orders for this case
as 1:2015cv11447
Plaintiff: Securities and Exchange Commission
Defendant: Capital Financial Partners, LLC, Capital Financial Holding, LLC, Capital Financial Partners Enterprises, LLC and others
Cause Of Action: m(a) Securities Exchange Act
Securities and Exchange Commission v. Tropikgadget FZE et al We have downloadable decisions or orders for this case
as 1:2015cv10543
Plaintiff: Securities and Exchange Commission
Defendant: Tropikgadget FZE, Tropikgadget Unipessoal LDA, Sergio Henrique Tanaka and others
Cause Of Action: Securities Fraud
Richard, et al v. State Street Bank and Trust Co, et al
as 15-1193
Plaintiff - Appellee: CASEY J. RICHARD, MARILYN DEMORY, TIMOTHY W. HILL, on behalf of himself and all others similarly situated and others
Interested Party - Appellant: CHARLES F. FRANZ, NITA W. FRANZ
Defendant - Appellee: STATE STREET BANK AND TRUST COMPANY, NORTH AMERICAN BENEFITS COMMITTEE OF STATE STREET CORPORATION, STATE STREET CORPORATION, INVESTMENT COMMITTEE and others
Movant: MIAMI BEACH EMPLOYEES RETIREMENT PLAN
Interested Party: THOMAS U. KENNEY, NATIONAL AUTOMATIC SPRINKLER INDUSTRY WELFARE FUND
Popular Securities, LLC et al v. Matienzo-Carrion et al
as 3:2015cv01050
Plaintiff: Popular Securities, LLC , Arturo Valldejuly
Defendant: Roxana Matienzo-Carrion, Joaquin Monserrate-Matienzo
Cause Of Action: Enforcement of Arbitration Award
Securities and Exchange Commission v. Thibeault et al We have downloadable decisions or orders for this case
as 1:2015cv10050
Plaintiff: Securities and Exchange Commission
Defendant: Daniel Thibeault , GL Captial Partners LLC, GL Investments Services LLC and others
Intervenor: U.S. Department of Justice
Cause Of Action: m(a) Securities Exchange Act
Securities and Exchange Commission v. Present
as 1:2014cv14692
Plaintiff: Securities and Exchange Commission
Defendant: Howard B Present
Cause Of Action: Securities Fraud
McClure v. RUSSELL INVESTMENT MANAGEMENT COMPANY et al
as 1:2014cv14358
Defendant: RUSSELL INVESTMENT MANAGEMENT COMPANY , Russell Fund Services Company
Plaintiff: Fred McClure
Cause Of Action: Fed. Question
Norfolk County Retirement System v. Gutierrez et al
as 1:2014cv00547
Plaintiff: Norfolk County Retirement System
Defendant: Morgan Stanley & Co. LLC, Matthew E. Massengill, Thomas Gutierrez and others
Cause Of Action: Securities Exchange Act
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