District of North Carolina Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings

Cases filed

Cases 1 - 10 of 132
LI V. SQUARE 1 FINANCIAL, INC., ET AL.
as 1:2015cv00373
Defendant: SQUARE 1 FINANCIAL, INC., DOUGLAS H. BOWERS, SUSAN G. CASEY and others
Plaintiff: KUEI JUNG LI
Cause Of Action: Securities Exchange Act
LAKOWITZ v. SQUARE 1 FINANCIAL, INC.
as 1:2015cv00371
Defendant: SQUARE 1 FINANCIAL, INC., DOUGLAS H. BOWERS, SUSAN G. CASEY and others
Plaintiff: DAVID LAKOWITZ
Cause Of Action: Securities Exchange Act
US Commodity Futures Trading Commission v. OTC Investments LLC et al We have downloadable decisions or orders for this case
as 1:2015cv00081
Plaintiff: US Commodity Futures Trading Commission
Defendant: OTC Investments LLC, Forex Currency Trade Advisors, LLC, Barry C. Taylor
Cause Of Action: Federal Commodity Exchange Regulation
Hayes v. NewSpring Mezzanine Capital II, L.P.
as 3:2015cv00114
Plaintiff: Baxter M. Hayes, II
Defendant: NewSpring Mezzanine Capital II, L.P.
Cause Of Action: Securities Exchange Act
Hayes v. NewSpring Mezzanine Capital II, L.P.
as 3:2015mc00044
Petitioner: Baxter M. Hayes, II
Respondent: NewSpring Mezzanine Capital II, L.P.
Cause Of Action: m(a) Securities Exchange Act
Grignon v. Salix Pharmaceuticals, Ltd., et al
as 5:2014cv00804
Defendant: Adam C. Derbyshire, Carolyn J. Logan, Salix Pharmaceuticals, Ltd.
Plaintiff: Peter J. Grignon
Cause Of Action: m(a) Securities Exchange Act
Harris v. Swisher Hygiene Inc. et al
as 3:2014cv02388
Plaintiff: Robert Harris
Defendant: Swisher Hygiene, Inc., H. Wayne Huizenga, Steven R. Berrard and others
Cause Of Action: Securities Exchange Act
U.S. Commodity Futures Trading Commission v. Vasquez et al We have downloadable decisions or orders for this case
as 1:2014cv00196
Plaintiff: U.S. Commodity Futures Trading Commission
Defendant: Edwin A. Vasquez, Vasquez Global Investments, LLC
Cause Of Action: Federal Commodity Exchange Regulation
Higgins v. Powersecure International, Inc. et al
as 5:2014cv00388
Defendant: Sidney Hinton , Powersecure International, Inc. , Christopher T. Hutter
Plaintiff: Brandon Higgins
Movant: Maguire Financial, LP , Clay Leslie , Paul E. Moore
Cause Of Action: m(a) Securities Exchange Act
Taylor v. PowerSecure International, Inc., et al
as 5:2014cv00385
Defendant: Sidney Hinton , PowerSecure International, Inc. , Christopher T. Hutter
Plaintiff: Sandra Taylor
Movant: Maguire Financial, LP , Clay Leslie , Paul E. Moore
Cause Of Action: Securities Fraud
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