Middle District of North Carolina Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings

Cases filed

Cases 1 - 10 of 25
WARREN v. BLYTHE et al
as 1:2014cv00499
Defendant: MICHAEL-DAVIN BLYTHE , REGAL SECURITIES, INC.
Plaintiff: NORRIS C. WARREN
Cause Of Action: Securities Fraud
ROYAL ALLIANCE ASSOCIATES, INC. v. MANDELSOHN, et al
as 1:2011cv01116
Plaintiff: ROYAL ALLIANCE ASSOCIATES, INC.
Defendant: SCOTT MANDELSOHN , BARBARA EISENBERG
Cause Of Action: Declaratory Judgment
PLYMOUTH COUNTY RETIREMENT SYSTEM v. PRIMO WATER CORPORATION, et al We have downloadable decisions or orders for this case
as 1:2011cv01068
Defendant: BB&T CAPITAL MARKETS, JANNEY MONTGOMERY SCOTT LLC, SIGNAL HILL CAPITAL GROUP LLC and others
Plaintiff: PLYMOUTH COUNTY RETIREMENT ASSOCIATION
Cause Of Action: Securities Fraud
BENEZRA v. ZACKS INVESTMENT RESEARCH, INC. et al We have downloadable decisions or orders for this case
as 1:2011cv00596
Defendant: MITCHEL ETHAN ZACKS , ZACKS INVESTMENT RESEARCH, INC. , ZACKS INVESTMENT MANAGEMENT, INC. and others
Plaintiff: STEVEN BENEZRA , MELISSA YORK
Cause Of Action: Securities Fraud
U.S. COMMODITY FUTURES TRADING COMMISSION v. HALL We have downloadable decisions or orders for this case
as 1:2011cv00434
Plaintiff: U.S. COMMODITY FUTURES TRADING COMMISSION
Defendant: NEAL E. HALL
Cause Of Action: (b) Federal Commodity Exchange Regulation
U.S. COMMODITY FUTURES TRADING COMMISSION v. INTEGRA CAPITAL MANAGEMENT LLC et al
as 1:2010cv00737
Plaintiff: U.S. COMMODITY FUTURES TRADING COMMISSION
Defendant: INTEGRA CAPITAL MANAGEMENT LLC, RODNEY W. WHITNEY, NICHOLAS T. COX
Cause Of Action: (b) Federal Commodity Exchange Regulation
CORSIGLIA FAMILY TRUST, et al v. SCARBORO, JR., et al
as 1:2010cv00512
Defendant: ROY ELWOOD SCARBORO, JR., CAPITAL ASSET MANAGEMENT FUND, LP
Plaintiff: CORSIGLIA FAMILY TRUST , JACK CORSIGLIA
Cause Of Action: m(a) Securities Exchange Act
HAAS v. MATTINGLY et al
as 1:2009cv00818
Plaintiff: ROBERT HAAS
Defendant: MARTIN MATTINGLY, JAMES THOMAS, JULIAN BAKER and others
Cause Of Action: - Diversity: Securities & Exchange Commiss
SECURITIES AND EXCHANGE COMMISSION v. LIVENGOOD et al
as 1:2009cv00159
Defendant: SCOTT A. LIVENGOOD, JOHN W. TATE, RANDY S. CASSTEVENS
Plaintiff: SECURITIES AND EXCHANGE COMMISSION
Cause Of Action: Federal Question
Type: Other Statutes None
PHILLIPS v. TRIAD GUARANTY INC. et al We have downloadable decisions or orders for this case
as 1:2009cv00071
Plaintiff: JAMES L. PHILLIPS
Defendant: TRIAD GUARANTY INC., MARK K. TONNESEN, KENNETH W. JONES
Cause Of Action: Federal Question
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