US District Court for the District of Maine Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings
Cases filed
Cases 1 - 10 of 12
MESNER v. FIDELITY BROKERAGE SERVICES LLC et al We have downloadable decisions or orders for this case
as 2:2023cv00252
Plaintiff: ANDREW MESNER
Defendant: FIDELITY BROKERAGE SERVICES LLC and FIDELITY MANAGEMENT & RESEARCH COMPANY LLC
CAREY v. ETRADE INC
as 2:2022cv00177
Plaintiff: SETH T CAREY
Defendant: ETRADE INC
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
SECURITIES AND EXCHANGE COMMISSION v. WALL et al We have downloadable decisions or orders for this case
as 2:2019cv00139
Defendant: LIGHTHOUSE EVENTS LLC and JEFFREY E WALL
Plaintiff: SECURITIES AND EXCHANGE COMMISSION
Cause Of Action: 15 U.S.C. § 77
BALDWIN v. MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED We have downloadable decisions or orders for this case
as 2:2019cv00026
Defendant: MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED
Plaintiff: THOMAS BALDWIN
SECURITIES AND EXCHANGE COMMISSION v. GREENLAW et al
as 2:2018cv00321
Defendant: MNCS LLC, UPCS LLC, RICHARD J. GREENLAW and others
Plaintiff: SECURITIES AND EXCHANGE COMMISSION
Cause Of Action: 15 U.S.C. § 77
SECURITIES AND EXCHANGE COMMISSION v. LIBERTY et al We have downloadable decisions or orders for this case
as 2:2018cv00139
Defendant: BRENTWOOD FINANCIAL LLC, PAUL HESS, BRTMDO LLC and others
Plaintiff: SECURITIES AND EXCHANGE COMMISSION
Petitioner: THE FILTER TEAM ESTABLISHED BY COURT ORDER OF JUNE 24, 2022
Cause Of Action: 15 U.S.C. § 78
SECURITIES AND EXCHANGE COMMISSION v. JACOBS et al
as 2:2016cv00209
Plaintiff: SECURITIES AND EXCHANGE COMMISSION
Defendant: ERIC D JACOBS and ACADIA ASSET MANAGEMENT LLC
Cause Of Action: 15 U.S.C. § 77
GOLDENSON et al v. STEFFENS et al We have downloadable decisions or orders for this case
as 2:2010cv00440
Plaintiff: DANIEL R GOLDENSON , SUZANNE K GOLDENSON , SKG PARTNERS LP and others
Defendant: JOHN L STEFFENS, GREGORY P HO, SPRING MOUNTAIN CAPITAL GP LLC and others
Cause Of Action: 28 U.S.C. § 1332
D'ANDREA v. ESPOSITO et al
as 2:2010cv00404
Plaintiff: MICHAEL J D'ANDREA
Defendant: ROBERT J ESPOSITO, 134 MAIN STREET LLC and 937 MAIN STREET LLC
Cause Of Action: 15 U.S.C. § 78
JOHNSON-GEE v. BOYLES et al
as 1:2010cv00142
Plaintiff: AMY JOHNSON-GEE
Defendant: BRENT BOYLES, RICHARD DAIGLE, NATHAN GRASS and others
Cause Of Action: 28 U.S.C. § 1332

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