District of Puerto Rico Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings

Cases filed


Cases 1 - 10 of 48
Santander Securities LLC et al v. Lopez-Betancourt et al
as 3:2016cv02356
Petitioner: Santander Securities LLC , Salvador Gomez
Respondent: Rolando Lopez-Betancourt, Guillermo Lopez-Betancourt, Financial Industry Regulatory Authority
Cause Of Action: Securities Exchange Act
Santander Securities LLC et al v. Rodriguez-Cardona
as 3:2016cv02316
Petitioner: Santander Securities LLC , Jose Iguina
Respondent: Edgar Rodriguez-Cardona
Cause Of Action: Securities Exchange Act
Santander Securities LLC et al v. Buono-Colon
as 3:2016cv01452
Plaintiff: Santander Securities LLC , Felix Bartolomei
Defendant: Carmen Buono-Colon
Cause Of Action: m(a) Securities Exchange Act
Santander Securities et al v. Aponte Diaz
as 3:2016cv01152
Plaintiff: Santander Securities , Christopher McDowall
Defendant: Pablo Aponte Diaz
Cause Of Action: m(a) Securities Exchange Act
Fernandez-Perez v. Mulholland et al
as 3:2015cv03081
Plaintiff: Lorenzo Fernandez-Perez
Defendant: Robert Mulholland , Thomas Troy , Jane Doe and others
Cause Of Action: Securities Fraud
Securities and Exchange Commission v. Ramirez
as 3:2015cv02365
Plaintiff: Securities and Exchange Commission
Defendant: Jose G. Ramirez, Jr.
Cause Of Action: Securities Fraud
Popular Securities, LLC et al v. Matienzo-Carrion et al
as 3:2015cv01050
Plaintiff: Popular Securities, LLC , Arturo Valldejuly
Defendant: Roxana Matienzo-Carrion, Joaquin Monserrate-Matienzo
Cause Of Action: Enforcement of Arbitration Award
Gonzalez-Morales et al v. UBS Bank USA We have downloadable decisions or orders for this case
as 3:2014cv01739
Plaintiff: Carlos Gonzalez-Morales , Hilda Rodriguez-Forteza
Defendant: UBS Bank USA
Cause Of Action: Fed. Question: Securities Violation
Cook et al v. Larrea-Olozaga et al We have downloadable decisions or orders for this case
as 3:2014cv01544
Defendant: Francisco Gerardo Larrea-French, Felipe Flores-Rolon , Arturo Fernandez and others
Plaintiff: Ellysmar Gomez-Luzardo , John Matthew Cook
Cause Of Action: Securities Fraud
Dalessandro v. Doral Financial Corp et al
as 3:2014cv01414
Defendant: Enrique R. Ubarri-Baragano, David Hooston, Penko Ivanov and others
Plaintiff: John Dalessandro
Cause Of Action: Securities Fraud

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