Cases filed in the Second Circuit Courts
Cases 1 - 10 of 122
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Doyle v. UBS Financial Services, Inc
as 24-696
Plaintiff: CYNTHIA T. DOYLE, in their Capacities as Trustees of the Peter and Elizabeth C. Tower Foundation, MOLLI T. BYRNES, in their Capacities as Trustees of the Peter and Elizabeth C. Tower Foundation, JAMES WEISS, in their Capacities as Trustees of the Peter and Elizabeth C. Tower Foundation and others
Defendant: UBS FINANCIAL SERVICES, INC, JAY S. BLAIR and JOHN N. BLAIR
Zuhovitzky v. UBS AG Che 101.329.562
as 23-1184
Plaintiff / Appellant: Jonathan Zuhovitzky and Esther Zuhovitzky
Defendant / Appellee: UBS AG Che 101.329.562, UBS AG Che 412.669.376, UBS Financial Services Inc. and others
Rosen v. UBS Financial Services Inc. et al We have downloadable decisions or orders for this case
as 1:2022cv03880
Plaintiff: Emily Rosen
Defendant: UBS Financial Services Inc., Alight Solutions LLC, Michael O'Connor individually and as plan Administrator for the UBS 401(K) Plan, Christopher Ferrara and Frank Sabia and others
Cause Of Action: 28 U.S.C. § 1331 Fed. Question
Doyle et al v. UBS Financial Services, Inc. et al We have downloadable decisions or orders for this case
as 1:2022cv00276
Plaintiff: Cynthia T Doyle, Molli T. Byrnes, James Weiss and others
Defendant: UBS Financial Services, Inc., Jay S. Blair and John N. Blair
Cause Of Action: 28 U.S.C. § 1331 Fed. Question: Securities Violation
Fiorentino v. UBS Financial Services, Inc. We have downloadable decisions or orders for this case
as 1:2022cv02795
Petitioner: Vincent John Fiorentino
Respondent: UBS Financial Services, Inc.
Cause Of Action: 09 U.S.C. § 207 Application for order confirming award of arbitrators
Zuhovitzky et al v. UBS AG Che 101.329.562 et al We have downloadable decisions or orders for this case
as 1:2021cv11124
Plaintiff: Jonathan Zuhovitzky and Esther Zuhovitzky
Defendant: UBS AG Che 101.329.562, UBS AG Che 412.669.376, UBS Financial Services Inc. and others
Cause Of Action: 28 U.S.C. § 1332 Diversity Action
Dumontet v. UBS Financial Services, Inc. et al We have downloadable decisions or orders for this case
as 1:2021cv10361
Plaintiff: Christian Dumontet
Defendant: UBS Financial Services, Inc., Matthew S. Buchsbaum, Scott M. Rosenberg and others
Cause Of Action: 28 U.S.C. § 1332
SL-X Trading Europe Limited v. Bank Of America Corporation
as 21-2699
Plaintiff / Appellant: SL-x Technology USA LLC, SL-x Trading Europe Ltd., SL-x Technology UK Ltd. and others
Defendant / Appellee: Merrill Lynch Professional Clearing Corp., Merrill Lynch L.P. Holdings, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and others
Defendant: Bank of America Corporation, The Goldman Sachs Group, Inc., Goldman Sachs Execution & Clearing, L.P. and others
SL-X IP S.A.R.L. v. Bank Of America Corporation
as 21-2697
Plaintiff / Appellant: SL-X IP S.A.R.L., SL-x Technology USA LLC, SL-x Trading Europe Ltd. and others
Defendant / Appellee: Merrill Lynch, Pierce, Fenner & Smith Incorporated, Merrill Lynch L.P. Holdings, Inc., Merrill Lynch Professional Clearing Corp. and others
Defendant: Bank of America Corporation, Credit Suisse Group AG, The Goldman Sachs Group, Inc. and others
Harrington Global Opportunity Fund, Limited v. CIBC World Markets Corp. et al We have downloadable decisions or orders for this case
as 1:2021cv00761
Defendant: UBS Financial Services, Inc., JOHN 1-10 DOES, CIBC World Markets Inc. and others
Plaintiff: HARRINGTON GLOBAL OPPORTUNITY FUND, LIMITED

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