Securities/Commodities/Exchanges Cases filed in the Third Circuit Courts
Cases 1 - 10 of 11
Richard McCullough, et al v. Advest Inc, et al We have downloadable decisions or orders for this case
as 17-3106
Plaintiff - Appellant: RICHARD H. MCCULLOUGH
Plaintiff - Appellee: HOLLY A. MCCULLOUGH
Defendant - Appellee: ADVEST INC, MERRILL LYNCH PIERCE FENNER & SMITH INC, BANK OF AMERICA, as successor in interest to Merrill Lynch Pierce, Fenner & Smith Incorporated and Advest Incorporated and others
KAROON et al v. THE GOLDMAN SACHS GROUP, INC. et al
as 2:2017cv00034
Plaintiff: LISA KAROON and MANICKAM GANESH
Defendant: THE GOLDMAN SACHS GROUP, INC. , MERRILL LYNCH PIERCE FENNER & SMITH, INC. , CREDIT SUISSE (USA), INC. and others
Cause Of Action: 15 U.S.C. § 78
PRUDENTIAL INVESTMENT PORTFOLIOS 2 et al v. BANK OF AMERICA et al
as 2:2014cv04242
Plaintiff: PRUDENTIAL INVESTMENT PORTFOLIOS 2 and THE PRUDENTIAL SERIES FUND
Defendant: BANK OF AMERICA , NATIONAL ASSOCIATION , ASSET BACKED FUNDING CORPORATION , BANC OF AMERICA MORTGAGE SECURITIES, INC. and others
Cause Of Action: 28 U.S.C. § 1441
Greg Manning, et al v. Merrill Lynch Pierce Fenner Sm, et al We have downloadable decisions or orders for this case
as 13-3693
Plaintiff - Appellant: GREG MANNING, CLAES ARNRUP, POSILJONEN AB and others
Defendant - Appellee: MERRILL LYNCH PIERCE FENNER SMITH INC, KNIGHT CAPITAL AMERICAS, a/k/a Knight Equity Markets, UBS SECURITIES and others
MANNING et al v. MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. et al We have downloadable decisions or orders for this case
as 2:2012cv04466
Plaintiff: GREG MANNING , CLAES ARNRUP , POSILJONEN AB and others
Defendant: MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. , KNIGHT CAPITAL AMERICAS, L.P., UBS SECURITIES, L.L.C. and others
Cause Of Action: 15 U.S.C. § 78
GAER v. EDUCATION MANAGEMENT CORP. et al We have downloadable decisions or orders for this case
as 2:2010cv01061
Plaintiff: DOUGLAS N. GAER, OKLAHOMA POLICE PENSION & RETIREMENT SYSTEM and SOUTHEASTERN PENNSYLVANIA TRANSPORTATION AUTHORITY
Defendant: EDUCATION MANAGEMENT CORP., TODD S. NELSON, EDWARD H. WEST and others
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Douglas Gaer, et al v. Education Mgmt Corp, et al
as 11-3820
Plaintiff - Appellee: DOUGLAS N. GAER, individually and on behalf of all others similarly situated.
Plaintiff - Appellant: OK POLICE PENSION & RETIREMENT SYSTEM and SOUTHEASTERN PA TRANS AUTHORITY
Defendant - Appellee: EDUCATION MGMT CORP, TODD S. NELSON, EDWARD H. WEST and others
BRESALIER et al v. SEYLE et al
as 2:2011cv02783
Plaintiff: SAUL BRESALIER and HELENE B. BRESALIER
Defendant: WILLIAM R. SEYLE, WILLIAM HICKEY, MERRILL LYNCH and others
Cause Of Action: 15 U.S.C. § 78
COMMONWEALTH OF PENNSYLVANIA-PUBLIC SCHOOL EMPLOYEES' RETIREMENT SYSTEM v. CITIGROUP INC. et al We have downloadable decisions or orders for this case
as 2:2011cv02583
Plaintiff: COMMONWEALTH OF PENNSYLVANIA-PUBLIC SCHOOL EMPLOYEES' RETIREMENT SYSTEM
Defendant: CITIGROUP INC. , CITIGROUP CAPITAL XXI , GARY CRITTENDEN and others
Cause Of Action: 28 U.S.C. § 1441
Luminent Mtg Cap Inc, et al v. Merrill Lynch & Co, et al
as 09-4105
Plaintiff - Appellant: LUMINENT MTG CAP INC, RP and MERCURY MTG FIN STATUTORY TRUST
Defendant - Appellee: MERRILL LYNCH & CO, MERRILL LYNCH PIERCE FENNER SMITH INC, MERRILL LYNCH MORTGAGE INVESTORS INC and others

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