Cases 1 - 7 of 7
US Securities and Exchange Commission v. Sapere Wealth Management, LLC et al
as 3:2023cv00172
Plaintiff:
US Securities and Exchange Commission
Defendant:
Sapere Wealth Management, LLC and Scott Trease
Securities and Exchange Commission v. Peters et al
as 5:2017cv00630
Plaintiff:
Securities and Exchange Commission
Defendant:
Stephen Condon Peters, VisionQuest Wealth Management, LLC, VisionQuest Capital, LLC and others
Cause Of Action: 15 U.S.C. § 77
US Commodity Futures Trading Commission v. Simmons et al
as 3:2011cv00023
Defendant:
Keith F. Simmons, Black Diamond Capital Solutions, LLC, Black Diamond Holdings, LLC and others
Plaintiff:
US Commodity Futures Trading Commission
Intervenor:
Claggett & Sons, Inc. and United States
Cause Of Action: 7 U.S.C. § 6
SEC v. Leonard Forrest
as 10-1284
Plaintiff - Appellee:
SECURITIES & EXCHANGE COMMISSION
Defendant - None:
ALBERT E. PARISH, JR., PARISH ECONOMICS LLC and SUMMERVILLE HARD ASSETS LLC
Creditor - None:
BANK OF AMERICA NA
Intervenor - Appellant:
LEONARD FORREST
Party-in-Interest - Appellee:
S GREGORY HAYS, RECEIVER
Party-in-Interest - None:
BANK OF AMERICA NA, BATTERY WEALTH MANAGEMENT LLC, BANK OF SOUTH CAROLINA and others
Securities And Exchange Commission v. Titan Wealth Management, LLC et al
as 3:2010mc00002
Plaintiff:
Securities And Exchange Commission
Defendant:
Titan Wealth Management, LLC, Point West Partners, LLC, Thomas Lester Irby, II and others
Receiver:
Charlene C. Koonce
Securities and Exchange Commission v. Titan Wealth Management, LLC et al
as 1:2010mc00056
Plaintiff:
Securities and Exchange Commission
Defendant:
Titan Wealth Management, LLC, Thomas Lester Irby, II, Joseph Romanow and others
Receiver:
Charlene Koonce
Cause Of Action: 28 U.S.C. § 754 Receiver of Property in Different Districts
SEC v. Louis Mancuso
as 08-2033
Plaintiff - Appellee:
SECURITIES & EXCHANGE COMMISSION
Defendant - Appellant:
LOUIS MANCUSO, RICHARD BROWN and RYAN BROWN
Defendant - None:
ALBERT PARISH, JR., PARISH ECONOMICS LLC and SUMMERVILLE HARD ASSETS LLC
Party-in-Interest - None:
NATIONAL BANK OF SOUTH CAROLINA, MS RAU ANTIQUES LLC, REGIONS BANK and others
Party-in-Interest - Appellee:
CHARLESTON SOUTHERN UNIVERSITY and S GREGORY HAYS, RECEIVER
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