Cases 11 - 18 of 18
Scott v. UBS Financial Services Inc. et al
as 3:2015cv00681
Petitioner:
Vaughan Scott
Respondent:
UBS Financial Services Inc. and Financial Industry Regulatory Authority, Inc.
Cause Of Action: 9 U.S.C. § 9
Kelly v. Morgan Stanley Smith Barney, LLC et al (TWP1)
as 3:2015cv00293
Plaintiff:
Willard Reed Kelly
Defendant:
Morgan Stanley Smith Barney, LLC, Morgan Stanley Smith Barney FA Notes Holdings LLC and Financial Industry Regulatory Authority
Cause Of Action: 09 U.S.C. § 1
Armstrong v. UBS Financial Services Inc. et al
as 3:2015cv00465
Movant:
Robert E. Armstrong, JR.
Respondent:
UBS Financial Services Inc. and Financial Industry Regulatory Authority, Inc.
Cause Of Action: 09 U.S.C. § 1
Edward Flint v. New York Stock Exchange, et al
as 10-6506
Plaintiff - Appellant:
EDWARD H. FLINT
Defendant - Appellee:
NEW YORK STOCK EXCHANGE, NYSE, NASDAQ STOCK MARKET, Nasdaq Stock Market, FINANCIAL INDUSTRY REGULATORY AUTHORITY, Finra and others
Flint v. New York Stock Exchange et al
as 3:2010cv00626
Plaintiff:
Edward H. Flint
Defendant:
New York Stock Exchange, NASDAQ Stock Market, Financial Industry Regulatory Authority and others
Cause Of Action: Civil Miscellaneous Case
Sebastian Lucido v. FBI, et al
as 10-1036
Plaintiff - Appellant:
SEBASTIAN LUCIDO
Defendant - Appellee:
FEDERAL BUREAU OF INVESTIGATION, Director, Robert S. Mueller, III and FINANCIAL INDUSTRY REGULATORY AUTHORITY
Lucido v. Federal Bureau of Investigation, Director of et al
as 2:2008cv15269
Plaintiff:
Sebastian Lucido
Defendant:
Federal Bureau of Investigation, Director of and Financial Industry Regulatory Authority
Cause Of Action: 28 U.S.C. § 2201 Declaratory Judgement
O.N. Equity Sales Company v. Financial Industry Regulatory Authority Dispute Resolution, Inc. et al
as 1:2007cv00804
Plaintiff:
O.N. Equity Sales Company and O.N. Equity Sales Company
Defendant:
Financial Industry Regulatory Authority Dispute Resolution, Inc., Irene T Gaydos, Frank J Torchia and others
Cause Of Action: 29 U.S.C. § 201 Fair Labor Standards Act
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
