Cases 11 - 20 of 90
United States Securities and Exchange Commission v. Gjonaj
as 2:2021cv10199
Defendant:
Viktor Gjonaj
Plaintiff:
United States Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77
United States Securities and Exchange Commission v. Bravata
as 2:2019cv12387
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Antonio M. Bravata
Cause Of Action: 15 U.S.C. § 77
United States Securities and Exchange Commission v. Schuman et al
as 2:2019cv02297
Defendant:
Lloyd Schuman and Dane Janes
Plaintiff:
United States Securities and Exchange Commission
Cause Of Action: 28 U.S.C. § 1331
United States Securities and Exchange Commission v. Crawford et al
as 2:2019cv01022
Defendant:
Cardinal Energy Group, Inc. and Timothy W. Crawford
Plaintiff:
United States Securities and Exchange Commission
Cause Of Action: 28 U.S.C. § 1331
United States Securities and Exchange Commission v. Phelps et al
as 1:2018cv00122
Defendant:
Scott Stacy Phelps and James Michael Harper
Plaintiff:
United States Securities and Exchange Commission and U.S. Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77
United States Securities and Exchange Commission v. Equitybuild, Inc.
as 2:2018mc51244
Defendant:
Equitybuild, Inc.
Plaintiff:
United States Securities and Exchange Commission
Undetermined:
Kevin B. Duff
United States Sec v. Sierra Brokerage, et al
as 2:2003cv00326
Plaintiff:
United States Securities and Exchange Commission
Intervenor Plaintiff:
Welgen, Inc.
Defendant:
Sierra Brokerage Services Inc, Richard Geiger, Jeffrey A Richardson and others
Garnishee:
Santander Bank, N.A.
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
United States Securities and Exchange Commission
as 2:2017cv10963
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Treasure Enterprise LLC , Larry Allen Holley and Patricia Enright Gray
Receiver:
Patrick O'Keefe and O'Keefe & Associates Consulting, LLC and Patrick O'Keefe and O'Keefe & Associates Consulting LLC and the Receiver
Cause Of Action: 15 U.S.C. § 77
Georgia Republican Party, et al v. SEC, et al
as 16-3732
Petitioner:
GEORGIA REPUBLICAN PARTY and NEW YORK REPUBLICAN STATE COMMITTEE
Respondent:
UNITED STATES SECURITIES AND EXCHANGE COMMISSION and MUNICIPAL SECURITIES RULEMAKING BOARD
Tennessee Republican Party v. SEC, et al
as 16-3360
Petitioner:
TENNESSEE REPUBLICAN PARTY
Respondent:
UNITED STATES SECURITIES AND EXCHANGE COMMISSION and MUNICIPAL SECURITIES RULEMAKING BOARD
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