Cases 1 - 2 of 2
Black et al v. Financial Industry Regulatory Authority et al
as 3:2023cv00709
Plaintiff:
Frank Harmon Black and Southeast Investments, N.C., Inc.
Defendant:
Financial Industry Regulatory Authority and Securities and Exchange Commission
Cause Of Action: 28 U.S.C. ยง 1331 Fed. Question: Securities Violation
Ray v. Financial Industry Regulatory Authority, Inc.
as 3:2020cv00327
Defendant:
Financial Industry Regulatory Authority, Inc.
Plaintiff:
Allen D. Ray, Jr.
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.